Decisions and Reports, Volume 27U.S. Government Printing Office, 1953 - Securities |
From inside the book
Results 1-5 of 100
Page 1
... held , necessary to effectuate the provisions of Section 11 ( b ) ( 2 ) of the Act , the Commission finding that the corporate structure of the company is unduly complicated and that voting power is inequitably distributed among its ...
... held , necessary to effectuate the provisions of Section 11 ( b ) ( 2 ) of the Act , the Commission finding that the corporate structure of the company is unduly complicated and that voting power is inequitably distributed among its ...
Page 10
... held , $ 110 principal amount of 44 % Debentures and 112 shares of new common stock . The public holders of the $ 6 preferred stock will receive , for each share held , $ 100 principal amount of 414 % Debentures and 14 shares of new ...
... held , $ 110 principal amount of 44 % Debentures and 112 shares of new common stock . The public holders of the $ 6 preferred stock will receive , for each share held , $ 100 principal amount of 414 % Debentures and 14 shares of new ...
Page 19
... held both directly , and indirectly through a subholding com- pany called Havana Electric & Utilities Company ( " HEU " ) , of which it owns all the common stock , HEU in turn holding all the common stock of Cuban Electric Company.16 ...
... held both directly , and indirectly through a subholding com- pany called Havana Electric & Utilities Company ( " HEU " ) , of which it owns all the common stock , HEU in turn holding all the common stock of Cuban Electric Company.16 ...
Page 22
... held by the public , so that if Cuban Electric were held to be still liable by reason of the 1913 as- sumption by its predecessor , any loss would be minimized . While there has been a default by 1926 Railway , there was no showing in ...
... held by the public , so that if Cuban Electric were held to be still liable by reason of the 1913 as- sumption by its predecessor , any loss would be minimized . While there has been a default by 1926 Railway , there was no showing in ...
Page 24
... held by Bond and Share . In discussing this contention it will be helpful to review Foreign Power's financing up ... held by non - system interests ; and it issued 37,025.65 shares of $ 6 first preferred stock for certain Mexican ...
... held by Bond and Share . In discussing this contention it will be helpful to review Foreign Power's financing up ... held by non - system interests ; and it issued 37,025.65 shares of $ 6 first preferred stock for certain Mexican ...
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Common terms and phrases
additional adjustments aggregate amended amortization applicable approval approximately April 30 assets balance sheet basis Bond and Share capital stock Capital surplus cash claims Commission common stock common stockholders company's competitive bidding Corporation debentures December 31 depreciation Detroit Edison dividend requirements earned surplus estimated exemption Federal filed financing Foreign Power forma funds Holding Company Act income deductions interest International Paper Company investment issue and sale liabilities Light Company long-term debt ment Middle West Minnesota Company mortgage bonds net income North West notes operating revenues outstanding pany par value payment Power Company preferred stock preferred stockholders present principal amount prior pro forma proposed transactions Public Service Public Utility Public Utility Holding purchase pursuant registered holding company registration statement reserve respect Section 11 security holders September 30 shares of common Standard Gas Stone & Webster taxes tion total capitalization Utility Holding Company utility plant Wisconsin
Popular passages
Page 622 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud...
Page 622 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Page 622 - To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.
Page 835 - ... did not know, and in the exercise of reasonable care could not have known, of such untruth or omission...
Page 154 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 937 - investment company" means any issuer which — (1) is or holds itself out as being engaged primarily, or proposes to engage primarily, in the business of investing, reinvesting, or trading in securities...
Page 835 - ... by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements, in the light of the circumstances under which they were made, not misleading...
Page 225 - Commission, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 464 - The Commission may permit as reasonably Incidental, or economically necessary or appropriate to the operations of one or more Integrated public-utility systems the retention of an Interest in any business (other than the business of a public-utility company as such) which the Commission shall find necessary or appropriate In the public Interest or for the protection of Investors or consumers and not detrimental to the proper functioning of such system or systems.
Page 935 - No promoter of a proposed investment company, and no underwriter for such a promoter, shall make use of the mails or any means or instrumentality of interstate commerce, directly or indirectly, to offer for sale, sell, or deliver after sale, in connection with a public offering, any preorganization certificate or subscription for such a company.