Decisions and Reports, Volume 27U.S. Government Printing Office, 1953 - Securities |
From inside the book
Results 1-5 of 100
Page 1
... Section 11 ( e ) — Necessity - Plan filed by registered holding company pursuant to Section 11 ( e ) of the Public Utility Holding Company Act of 1935 held , necessary to effectuate the provisions of Section 11 ( b ) ( 2 ) of the Act ...
... Section 11 ( e ) — Necessity - Plan filed by registered holding company pursuant to Section 11 ( e ) of the Public Utility Holding Company Act of 1935 held , necessary to effectuate the provisions of Section 11 ( b ) ( 2 ) of the Act ...
Page 7
United States. Securities and Exchange Commission. Section 5 ( a ) of the Act and thereby became a registered holding company.3 On February 28 , 1940 , we instituted integration proceedings under Section 11 ( b ) ( 1 ) of the Act against ...
United States. Securities and Exchange Commission. Section 5 ( a ) of the Act and thereby became a registered holding company.3 On February 28 , 1940 , we instituted integration proceedings under Section 11 ( b ) ( 1 ) of the Act against ...
Page 39
United States. Securities and Exchange Commission. is SECTION 11 ( e ) STANDARDS The application for approval of the proposed plan under Sec- tion 11 ( e ) puts in issue the questions where the plan is ( 1 ) " necessary to effectuate the ...
United States. Securities and Exchange Commission. is SECTION 11 ( e ) STANDARDS The application for approval of the proposed plan under Sec- tion 11 ( e ) puts in issue the questions where the plan is ( 1 ) " necessary to effectuate the ...
Page 40
... Section 11 ( b ) and therefore meets the necessity standard of Section 11 ( e ) .43 FAIRNESS OF THE PLAN To approve the plan before us , we must also find that it is " fair and equitable to the persons affected . " This signifies that ...
... Section 11 ( b ) and therefore meets the necessity standard of Section 11 ( e ) .43 FAIRNESS OF THE PLAN To approve the plan before us , we must also find that it is " fair and equitable to the persons affected . " This signifies that ...
Page 71
... Section 11 ( e ) .s ENFORCEMENT The proponents have requested that the Commission apply to an appropriate court in accordance with Section 11 ( e ) to carry out and enforce the terms and provisions of the plan . In accord- ance with ...
... Section 11 ( e ) .s ENFORCEMENT The proponents have requested that the Commission apply to an appropriate court in accordance with Section 11 ( e ) to carry out and enforce the terms and provisions of the plan . In accord- ance with ...
Other editions - View all
Common terms and phrases
additional adjustments aggregate amended amortization applicable approval approximately April 30 assets balance sheet basis Bond and Share capital stock Capital surplus cash claims Commission common stock common stockholders company's competitive bidding Corporation debentures December 31 depreciation Detroit Edison dividend requirements earned surplus estimated exemption Federal filed financing Foreign Power forma funds Holding Company Act income deductions interest International Paper Company investment issue and sale liabilities Light Company long-term debt ment Middle West Minnesota Company mortgage bonds net income North West notes operating revenues outstanding pany par value payment Power Company preferred stock preferred stockholders present principal amount prior pro forma proposed transactions Public Service Public Utility Public Utility Holding purchase pursuant registered holding company registration statement reserve respect Section 11 security holders September 30 shares of common Standard Gas Stone & Webster taxes tion total capitalization Utility Holding Company utility plant Wisconsin
Popular passages
Page 622 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud...
Page 622 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Page 622 - To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.
Page 835 - ... did not know, and in the exercise of reasonable care could not have known, of such untruth or omission...
Page 154 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 937 - investment company" means any issuer which — (1) is or holds itself out as being engaged primarily, or proposes to engage primarily, in the business of investing, reinvesting, or trading in securities...
Page 835 - ... by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements, in the light of the circumstances under which they were made, not misleading...
Page 225 - Commission, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 464 - The Commission may permit as reasonably Incidental, or economically necessary or appropriate to the operations of one or more Integrated public-utility systems the retention of an Interest in any business (other than the business of a public-utility company as such) which the Commission shall find necessary or appropriate In the public Interest or for the protection of Investors or consumers and not detrimental to the proper functioning of such system or systems.
Page 935 - No promoter of a proposed investment company, and no underwriter for such a promoter, shall make use of the mails or any means or instrumentality of interstate commerce, directly or indirectly, to offer for sale, sell, or deliver after sale, in connection with a public offering, any preorganization certificate or subscription for such a company.