This letter transmits to you, in accordance with 5 C.F.R. I have also enclosed a copy of the statement provided to Mr. Enclosures Sincerely, Jecembery Ralph D. Goldenberg This memorandum is intended to serve as a statement from the As a DOE supervisory employee, you will be prohibited by section 602 (a) of the DOE Organization Act (Pub. L. No. 95-91) from knowingly receiving compensation from, holding any official relation with, or having any pecuniary interest in any energy concern. The term "energy concern" is defined in section 601(b) of the Act as any entity "significantly engaged in the business" of any of a variety of activities related to energy production, distribution, sale, or research and development, or any entity significantly engaged in such research and development pursuant to a DOE-funded program irrespective of whether it otherwise engages in such business. The term also includes any entity holding an interest in property from which an energy resource is commercially produced or obtained. Your Standard Form 278 does not disclose any energy concern interests; however, you should be aware of this restriction in making future investment decisions. Further, section 208, title 18, United States Code, prohibits a Federal officer or employee from participating personally and substantially, as a Government employee, in any particular matter in which, to his knowledge, he has, or his spouse, minor child, general partner, organization in which he is serving as officer, director, trustee, general partner, or employee, or any person or organization with whom he is negotiating or has any arrangement concerning prospective employment has, a financial interest. Accordingly, you should avoid participation in any particular matter the outcome of which could have a direct and predictable effect upon any such financial interest. 36 2 In addition, you have received a copy of the "United States You should also be aware that Executive Order 12674, as modified Finally, as required by Executive Order 12834, you have agreed to sign a Senior Appointee Pledge upon your appointment. The pledge describes certain post-employment restrictions that will be applicable to you when you terminate your Government service. Please let me know if I can be of further assistance. Free D. Jesubery Ralph D. Goldenberg |