 | United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...Any associate of any of the foregoing persons. Instructions. 1. See instruction 1 to paragraph (a). Include the name of each person whose Interest in...involving the purchase or sale of assets by or to the issuer or any subsidiary, otherwise than in the ordinary course of business, state the cost of the... | |
 | Administrative law - 1970 - 670 pages
...of Regulation 14 (Part 240 of this chapter) Is required to be furnished for an Investment cornpany, or (2) action Is to be taken with respect to an investment...nature of the relationship by reason of which such Intereat Is required to be described. Where it is not practicable to state the approximate amount of... | |
 | Administrative law - 1968 - 768 pages
...among the factors to be considered in determining the significance of the information to investors. 4. Include the name of each person whose Interest in...amount Involved in the transaction shall be indicated. 5. As to any transaction involving the purchase or sale of assets by or to the registrant state the... | |
 | Administrative law - 1981 - 360 pages
...three full years in the Form Fl and for the last two full fiscal years in the offering circular. 7. Include the name of each person whose interest in...amount involved in the transaction shall be indicated. 8. Information shall be furnished in answer to this item with respect to transactions not excluded... | |
 | Administrative law - 1999 - 944 pages
...the investment adviser (other than another Fund), or any Subsidiary of the Parent of such entities was or is to be a party. Instructions. 1. Include...practicable to state the approximate amount of the interest, indicate the approximate amount involved in the transaction. 2. As to any transaction involving the... | |
 | Administrative law - 2001 - 994 pages
...any material proposed transactions, to which any person identified in response to Item 22(dx2)(iv) was or is to be a party. instructions. 1. Include...practicable to state the approximate amount of the interest, indicate the approximate amount involved in the transaction. 2. As to any transaction involving the... | |
 | Administrative law - 1989 - 614 pages
...determining the banks purchase or sale price and the name of the persons making such determination. 6. Include the name of each person whose interest in...the interest, the approximate amount involved in the transactions should be indicated. 7. Information shall be furnished in answer to this item with respect... | |
 | Administrative law - 1998 - 900 pages
...Subsidiary of such entitles (other than another Fund), or any Subsidiary of the Parent of such entities was or is to be a party. Instructions. 1. Include...Where it is not practicable to state the approximate dollar amount of the Interest, indicate the approximate dollar amount Involved in the transaction.... | |
 | Administrative law - 1993 - 680 pages
...determining the bank's purchase or sale price and the name of the persons making such determination. в. Include the name of each person whose interest in...state the approximate amount of the interest, the i 335.212 approximate amount Involved In the transactions shall be indicated. 7. Information shall... | |
 | Administrative law - 1996 - 888 pages
...which any person identified in response to Item 22(dX2Xlv) was or is to be a party. Instructions. I. Include the name of each person whose interest In...practicable to state the approximate amount of the interest, indicate the approximate amount Involved in the transaction. 2. As to any transaction Involving the... | |
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Include the name of each person whose interest in any transaction is described and the nature of the relationship by reason of which such interest is required to be described. Where it is not practicable to state the approximate amount of the interest,... 
