 | United States. Securities and Exchange Commission - Securities - 1940 - 1176 pages
...before or after such date for a period exceeding 2 years has continuously been and thereafter remains, directly or Indirectly, the beneficial owner of 10 percent or more of the outstanding voting securities of a public utility company or holding company, if after January... | |
 | United States. Securities and Exchange Commission - Securities - 1943 - 1160 pages
...before or after such date for a period exceeding two years has continuously been and thereafter remains, directly or Indirectly, the beneficial owner of 10 percent or more of the outstanding voting securities of a public utility company or holding company, If after January... | |
 | United States. Congress. House. Interstate and foreign commerce - 1943 - 310 pages
...of which such person is an officer or partner or directly or indirectly the beneficial owner of 10% or more of any class of equity securities, (2) any...beneficial interest or as to which such person serves as trastee or in a similar fiduciary capacity, and (3) any relative or spouse of such person having the... | |
 | Administrative law - 1988 - 800 pages
...registrant or a majority owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner...serves as trustee or in a similar fiduciary capacity; and (3) Any relative or spouse of such person, or any relative of such spouse, who has the same home... | |
 | Administrative law - 1988 - 806 pages
...of the registrant) of which such person is an officer or Securities and Exchange Commission partner or is, directly or indirectly, the beneficial owner...serves as trustee or in a similar fiduciary capacity; and (3) Any relative or spouse of such person, or any relative of such spouse, who has the same home... | |
 | Administrative law - 1999 - 944 pages
...registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner...serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of such spouse, who has the same home... | |
 | Administrative law - 1985 - 688 pages
...registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner...person serves as trustee or in a similar fiduciary capac17 CFR Ch. II (4-1-85 Edition) ity, and (3) any relative or spouse of such person, or any relative... | |
 | Administrative law - 2002 - 1016 pages
...registrant or a majority owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner...which such person serves as trustee or in a similar fidiciary capacity; and (3) Any relative or spouse of such person, or any relative of such spouse,... | |
 | Administrative law - 1992 - 468 pages
...directly or indirectly, either alone or together with one or more members of his immediate family, the beneficial owner of 10 percent or more of any...serves as trustee or in a similar fiduciary capacity, and (3) Any relative or spouse of such person, or any relative of such spouse, who has the same home... | |
| |
associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly,... 
