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" That the issuer may rely in good faith on such information as is received in response to its request from a nonaffiliated issuer of the certificates or evidences of interest. (2) Whole or fractional securities issued by a savings and loan association... "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - Page 25
by United States. Securities and Exchange Commission - 1965
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United States Code, Volume 2

United States - Law - 1953 - 1692 pages
...derived principally from such business and related activities. (3) Any bank or insurance company; any shall have been originally issued or sold for investment...registered investment companies only; (2) That the or any receiver, conservator, liquidator, liquidating agent, or similar official or person thereof...
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United States Code, Volume 11

United States - Law - 1983 - 968 pages
...banking business, (C) amounts (whether or not designated as interest) paid by a mutual savings bank, savings and loan association, building and loan association, cooperative bank, homestead association, credit union, industrial loan assocltlon or bank, or similar organization, in respect of deposits,...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - Corporation law - 1944 - 296 pages
...principally from such business and related activities. (3) Any bank or insurance company; any sayings and loan association, building and loan association,...bank, homestead association, or similar institution, or any receiver, conservator, liquidator, liquidating agent, or similar official or person thereof...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1968 - 782 pages
...certificates of deposit, recelpts or similar evidences of interest In such securities: Provided, however, That the issuer may rely In good faith on such information...and loan association, building and loan association, cooperstive bank, homeateażj association, or similar Institution for the sole purpose of qualifying...
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The Code of Federal Regulations of the United States of America

Administrative law - 1981 - 360 pages
...deposit, receipts, or similar evidences of interest in such securities: Provided, however, That the bank may rely in good faith on such information as is received...from a nonaffiliated issuer of the certificates or interests. (ii) If the bank knows or has reason to know that the form of holding securities of record...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1966 - 268 pages
...certificates of deposit, receipts or similar evidences of interest in such securities : Provided, however, That the issuer may rely in good faith on such information as is received in response to its request from a non- affiliated issuer of the certificates or evidences of interest. (2) Whole or fractional securities...
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The Code of Federal Regulations of the United States of America

Administrative law - 1992 - 468 pages
...deposit, receipts, or similar evidences of interest in such securities: Provided, however, That the bank may rely in good faith on such information as is received in response to its request from a nonaff iliated issuer of the certificates or interests. (ii) If the bank knows or has reason to know...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1984 - 1238 pages
...trust certificates, certificates of deposit, receipts, or similar evidences of interest that the bank may rely in good faith on such information as is received in response to its request from a nonaf Ciliated issuer of the certificates or interests. (ii) If the bank knows or has reason to know...
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The Code of Federal Regulations of the United States of America

Administrative law - 1977 - 958 pages
...certificates of deposit, receipts or similar evidences of Interest in such securities: Provided, however, That the Issuer may rely In good faith on such Information as is received in response to Ita request from a non-afflllated Issuer of the certificates or evidences of Interest. (2) Whole or...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 2001 - 994 pages
...company or subsidiary company thereof. The term also excludes any Federal Reserve Bank, savings bank, savings and loan association, building and loan association,...bank, homestead association, or similar institution, or any receiver, conservator, liquidator, liquidating agent, or similar official or person thereof...
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