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" ... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,... "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - Page 18
by United States. Securities and Exchange Commission - 1965
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The Code of Federal Regulations of the United States of America

Administrative law - 1990 - 814 pages
...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any...when used in regard to financial statements, means examined and reported upon with an opinion expressed by an independent public or certified public accountant....
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 2001 - 994 pages
...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any...when used in regard to financial statements, means examined and reported upon with an opinion expressed by an independent public or certified public accountant....
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1999 - 944 pages
...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any...when used in regard to financial statements, means examined and reported upon with an opinion expressed by an independent public or certified public accountant....
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The Code of Federal Regulations of the United States of America

Administrative law - 1977 - 958 pages
...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any...director or officer of the registrant or any of its parente or subsidiaries. (d) Certified. The term "certified", when used In regard to financial statements,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1970 - 670 pages
...or as to which such person serves as trustee or in a similar capacity, and (3) any relative or spome of such person. or any relative of such spouse, who...or officer of the registrant or any of its parents er subsidiaries. c¿ Certified. The term “certified” when used in regard to financial statements,...
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The Code of Federal Regulations of the United States of America

Administrative law - 1981 - 668 pages
...person or who is a director or officer of the registrant or any of its parents or subsidiaries. (d) Certified. The term "certified", when used in regard...independent certified public accountant or accountants. (e) Charter. The term "charter" includes articles of incorporation, declarations of trust, articles...
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The Code of Federal Regulations of the United States of America

Administrative law - 1968 - 768 pages
...percent of the voting trust certificates; and (d) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...such person or who Is a director or officer of the issuer or any of its parents or subsidiaries. Instructions. 1. This item applies to any person who...
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The Code of Federal Regulations of the United States of America

Administrative law - 1967 - 740 pages
...percent of the voting trust certificates; and (d) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...such person or who is a director or officer of the Issuer or any of its parents or subsidiaries. Instructions. 1. This item applies to any person who...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1979 - 1462 pages
...beneficial interest or as to which such person serves as a trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of such spouse, who has the same home as in any material transaction to which the bank was, or is to be, a party. These items contain a number...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1979 - 1804 pages
...the registrant's voting securities; and (4) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home as such person or who is a director of officer of any parent or subsidiary of the registrant. Instructions. 1. No information need be given...
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