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For sale by the Superintendent of Documents, U.S. Government Printing Office, Washington, D.C., 20402

Price 55 cents

UNITED STATES OF AMERICA

PREFACE

This compilation contains the General Rules and Regulations promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934. Except for the rules under the caption "Rules of General Application,” each rule relates to a particular section of the Act. For example, Rule 10a-1 relates to section 10(a) of the Act.

IMPORTANT NOTICE

Individuals or firms REGISTERED under the Securities Exchange
Act of 1934 will receive all proposed or adopted rule changes promul-
gated under this Act—which affects their registration. Others who
wish to receive all adopted changes under this Act are requested to
fill in this coupon and forward promptly to the Securities and Ex-
change Commission, Washington, D.C., 20549.
Name.

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This request relates to changes after June 1, 1965

III

GENERAL RULES AND REGULATIONS UNDER THE

SECURITIES EXCHANGE ACT OF 1934

(Cited as 17 CFR 240.-)

CONTENTS

Subject

10a-1. Short sales.--

10a-2. Requirements for covering purchases.--

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