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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON 25, D. C.
DEC 20 1956
GENERAL RULES AND
SECURITIES EXCHANGE ACT OF 1934
This volume is bound without_1957
which is/are unavailable.
THE RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE
AS 17 CFR 240.0–1
WASHINGTON : 1956
For sale by the Superintendent of Documents, U. S. Government Printing Office, Washington 25, D. C. • Price 45 cents
REGIONAL AND BRANCH OFFICES REGION 1.--New York, New Jersey.
225 Broadway, New York 7, N. Y. Phone, Rector 2–6363. REGION 2.-Massachusetts, Connecticut, Rhode Island, Vermont, New Hampshire, Maine.
U. 8. Post Office and Courthouse, Post Office Square, Boston 9, Mass. Phone, Liberty 2–5600. REGION 3.—Tennessee, North Carolina, South Carolina, Georgia, Alabama, Mississippi, Florida, and that part of
Louisiana lying east of the Atchafalaya River.
Room 350, Peachtree-Seventh Building, Atlanta 23, Ga. Phone, Trinity 4-7191.
Room 630, Bankers Building, 105 West Adams Street, Chicago 3, Ill. Phone, Central 6–7390.
Room 1074, Federal Building, Detroit 26, Mich. Phone, Woodward 3-9330. Room 1027, Main Post
Office and Customhouse, 180 East Kellogg Boulevard, St. Paul 1, Minn. Phone, Capital 2–8011. REGION 5.- Oklahoma, Arkansas, Texas, that part of Louisiana lying west of the Atchafalaya River, and Kansas (except
Room 301, United States Courthouse, Tenth and Lamar Streets, Fort Worth 2, Tex. Phone, Edison 2–4463. REGION 6.--Wyoming, Colorado, New Mexico, Nebraska, North Dakota, South Dakota, Utah.
Room 573, New Customhouse, Nineteenth and Stout Streets, Denver 2, Colo. Phone, Keystone 4-4151.
Branch, Room 201 Boston Building, Salt Lake City, Utah. Phone, Empire 4–2552, Ext. 203–204.
Room 339, Pacific Building, 4th and Market Streets, San Francisco 3, Calif. Phone, Yukon 6–3111.
Calif. Phone, Madison 5–7411.
Room 304, 905 Second Avenue Building, Seattle 4, Wash. Phone, Main 7760.
Room 105, 425 Second Street NW., Washington 25, D, C, Phone, Sterling 3-7600.
UNITED STATES OF AMERICA
This compilation contains the General Rules and Regulations promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934. The rules are designated "sections" and are numbered to conform with the numbering system used in the Code of Federal Regulations. Except for the rules under the caption "Rules of General Application”, each rule relates to a particular section of the Act: For example, section 240.10a-1 relates to section 10(a) of the Act.
The Rules and Regulations promulgated under the Securities
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