Securities Regulation: Liabilities and RemediesSecurities Regulation: Liabilities and Remedies provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws. This comprehensive volume helps you deal successfully with such matters as: disclosure of self-dealing; protecting confidential information; insider trading; "soft information"; bad financial news; merger negotiations; a company's duty to update information; public and private offerings; the "fraud on the market" theory of reliance; shareholder remedies, including derivative suits; secondary liability; SEC enforcement; RICO; tender offer developments in the legislatures and the courts; going-private transactions; and more. Throughout the book, you'll find analysis of the latest SEC regulations and releases, court decisions and federal and state legislation, including the Private Securities Litigation Reform Act and the Sarbanes-Oxley Act. Book Ɇ looseleaf, two volumes, 1,348 pages; published in 1984, updated as needed; no additional charge for updates during your subscription. Looseleaf print subscribers receive supplements. The online edition is updated automatically. ISBN: 978-1-58852-021-0. |
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Contents
CHAPTER 1 | 2-1 |
CHAPTER 2 | 2-2 |
7 Potential Significance | 2-7 |
291 | 2-91 |
298 | 2-98 |
2106 | 2-106 |
2115 | 2-115 |
2 Disclosure Not Based on Line Items | 3-2 |
4A 05 An Examination of Congressional Intent 4A59 | 59 |
SEC Integration the Distribution Process and Related Issues | 5-1 |
03 | 5-8 |
4 Effect of PSLRAs Limitations on Joint | 4 |
05 | 6 |
CHAPTER 6 | 6-1 |
CHAPTER 7 | 7-1 |
The Corporate MismanagementNondisclosure Cases | 8-1 |
CHAPTER 13 | 3-13 |
6 Limitations to the Misappropriation | 3-43 |
Officers 112 | 4-1 |
03 | 4-49 |
1 The Objective Approach | 4-81 |
3 The SECs Treatment of Derivative | 4-92 |
CHAPTER | 1 |
CHAPTER 4 | 4 |
Requirements 1312 | 13 |
4A 03 Context Analysis and Its Ramifications 4A36 | 36 |
4A 04 Investment Contract Analysis 4A50 | 50 |
CHAPTER 14 | 8-3 |
CHAPTER 9 | 8-49 |
04 | 9-62 |
05 | 9-73 |
CHAPTER 10 | 9-109 |
Directors | 11-3 |
CHAPTER 11 | 11-16 |
CHAPTER 12 | 12-2 |
Directors 144 | 14-1 |
CHAPTER 15 | 15-1 |
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References to this book
The Legal Considerations in Business Financing: A Guide for Corporate Management Alan S. Gutterman No preview available - 1994 |