Securities Regulation: Liabilities and Remedies
Securities Regulation: Liabilities and Remedies provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws. This comprehensive volume helps you deal successfully with such matters as: disclosure of self-dealing; protecting confidential information; insider trading; "soft information"; bad financial news; merger negotiations; a company's duty to update information; public and private offerings; the "fraud on the market" theory of reliance; shareholder remedies, including derivative suits; secondary liability; SEC enforcement; RICO; tender offer developments in the legislatures and the courts; going-private transactions; and more.
Throughout the book, you'll find analysis of the latest SEC regulations and releases, court decisions and federal and state legislation, including the Private Securities Litigation Reform Act and the Sarbanes-Oxley Act.
Book Ɇ looseleaf, two volumes, 1,348 pages; published in 1984, updated as needed; no additional charge for updates during your subscription. Looseleaf print subscribers receive supplements. The online edition is updated automatically. ISBN: 978-1-58852-021-0.
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1 NaftalinAn Overview 624
and Section 10b 2106
Respect to Uncertain Future Events
6 Limitations to the Misappropriation
7 Possession vs Use and
The Corporate MismanagementNondisclosure Cases
Organizations Act RICO 973
d Duty to Blow the Whistle 1023
and its Progreny 1519
4A 05 An Examination of Congressional Intent 4A59
SEC Integration the Distribution Process and Related Issues
g State Merit Regulation and Criminal
2 Disclosure Not Based on Line Items