Securities Transfer: Principles and Procedures |
From inside the book
Results 1-3 of 62
Page 176
... signed by an attorney for a trustee in bankruptcy or receiver should not be accepted . Secur- 12.05 . Superintendents of Banks or Insurance Companies . ities held by a Superintendent of Banks for the depositors of a seized bank or by a ...
... signed by an attorney for a trustee in bankruptcy or receiver should not be accepted . Secur- 12.05 . Superintendents of Banks or Insurance Companies . ities held by a Superintendent of Banks for the depositors of a seized bank or by a ...
Page 293
... signed by all partners of the firm , both general and limited . A suggested form of such provision may be obtained from the Exchange . These powers of attorney will be kept on file by the Exchange . Two forms of power of attorney are ...
... signed by all partners of the firm , both general and limited . A suggested form of such provision may be obtained from the Exchange . These powers of attorney will be kept on file by the Exchange . Two forms of power of attorney are ...
Page 310
... signed the statement " Execution guaranteed " as of the date of or a date subsequent to the formation of the new firm or corporation so signing . Rule SR - 41 : Change in Name of Firm or Corporation . A certificate with an assignment or ...
... signed the statement " Execution guaranteed " as of the date of or a date subsequent to the formation of the new firm or corporation so signing . Rule SR - 41 : Change in Name of Firm or Corporation . A certificate with an assignment or ...
Other editions - View all
Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange