Securities Transfer: Principles and Procedures |
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Page 130
... received at noon on that day . Items received after noon on a business day or received on a non - business day are considered to have been received at noon on the next business day . b . Transfer agents acting as outside registrars are ...
... received at noon on that day . Items received after noon on a business day or received on a non - business day are considered to have been received at noon on the next business day . b . Transfer agents acting as outside registrars are ...
Page 189
... received for transfer during a month . For the purposes of this paragraph , items received at or before noon on a business day shall be deemed to have been received at noon on that day , and items received after noon on a business day or ...
... received for transfer during a month . For the purposes of this paragraph , items received at or before noon on a business day shall be deemed to have been received at noon on that day , and items received after noon on a business day or ...
Page 193
... received and the request identifies the issue , the number of shares ( or principal amount of debt securities or number of units if relating to any other kind of security ) , the approximate date of presentment , the certificate number ...
... received and the request identifies the issue , the number of shares ( or principal amount of debt securities or number of units if relating to any other kind of security ) , the approximate date of presentment , the certificate number ...
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange