Securities Transfer: Principles and Procedures |
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Page 220
... procedures . In other words , except for the form to be used and the requirement for separate submission , the procedures and require- ments for a CNS deposit are exactly the same as for a non - CNS deposit . After CNS processing has ...
... procedures . In other words , except for the form to be used and the requirement for separate submission , the procedures and require- ments for a CNS deposit are exactly the same as for a non - CNS deposit . After CNS processing has ...
Page 247
... procedures . Approximately three weeks prior to the dividend record date for a qualifying security , DTC notifies participants that these procedures apply to acceptances of the dividend reinvestment option . The notice includes a ...
... procedures . Approximately three weeks prior to the dividend record date for a qualifying security , DTC notifies participants that these procedures apply to acceptances of the dividend reinvestment option . The notice includes a ...
Page 341
Principles and Procedures Martin Torosian. Canada ( cont . ) British Columbia , 89 , 91 Manitoba , 91 New Brunswick ... procedures , 255–56 Collateral loans , and DTC : CNS release , 250 pledge of , 249–50 release , 250 substitution of ...
Principles and Procedures Martin Torosian. Canada ( cont . ) British Columbia , 89 , 91 Manitoba , 91 New Brunswick ... procedures , 255–56 Collateral loans , and DTC : CNS release , 250 pledge of , 249–50 release , 250 substitution of ...
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange