Securities Transfer: Principles and Procedures |
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Page 252
... pledged . Hereafter the Pledge of Collateral / Release of Collateral ( Overnight Loan ) form is referred to as the " pledge / release form . " • Use one pledge / release form for each overnight loan ( multi - page loans are not ...
... pledged . Hereafter the Pledge of Collateral / Release of Collateral ( Overnight Loan ) form is referred to as the " pledge / release form . " • Use one pledge / release form for each overnight loan ( multi - page loans are not ...
Page 253
... pledge at 9:30 A.M. on the business day ( i.e. , the day on which DTC is open for business ) following the day of pledge ( the time of the preauthorized release ) , unless directed otherwise by pledgee before that time . -Participant's ...
... pledge at 9:30 A.M. on the business day ( i.e. , the day on which DTC is open for business ) following the day of pledge ( the time of the preauthorized release ) , unless directed otherwise by pledgee before that time . -Participant's ...
Page 255
... pledge / release form to participant ( pledgor ) . Retain copy 1 of original pledge / release form . • Retain facsimile copy 1 . The pledgee will : • Receive facsimile copy 2 of pledge / release form from DTC ( with DTC signature verifying ...
... pledge / release form to participant ( pledgor ) . Retain copy 1 of original pledge / release form . • Retain facsimile copy 1 . The pledgee will : • Receive facsimile copy 2 of pledge / release form from DTC ( with DTC signature verifying ...
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange