Securities Transfer: Principles and Procedures |
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Page 79
... period measured by somebody's lifetime . The term life estate is used if the time period is measured by the recipient's life . Here the recipient is called the life tenant . In a temporary disposition of this type , it is important for ...
... period measured by somebody's lifetime . The term life estate is used if the time period is measured by the recipient's life . Here the recipient is called the life tenant . In a temporary disposition of this type , it is important for ...
Page 123
... period that the issuer was required to file such reports ) . The person for whose account the securities are to be sold shall be entitled to rely upon a statement in whichever is the most recent report , quarterly or annual , required ...
... period that the issuer was required to file such reports ) . The person for whose account the securities are to be sold shall be entitled to rely upon a statement in whichever is the most recent report , quarterly or annual , required ...
Page 126
... period of 3 months and the amount of securities sold during the same period for the account of the deceased person prior to his death shall not exceed , in the aggregate , the amount specified in paragraph ( e ) ( 1 ) or ( 2 ) of this ...
... period of 3 months and the amount of securities sold during the same period for the account of the deceased person prior to his death shall not exceed , in the aggregate , the amount specified in paragraph ( e ) ( 1 ) or ( 2 ) of this ...
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange