Securities Transfer: Principles and Procedures |
From inside the book
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Page 239
... participant's position on the previous day . Discrepancies . If there are any discrepancies between the partici- pant's internal records and its participant statement , the participant must submit : A Notification of Participant ...
... participant's position on the previous day . Discrepancies . If there are any discrepancies between the partici- pant's internal records and its participant statement , the participant must submit : A Notification of Participant ...
Page 281
... participant's DTC account can be moved to the participant's custodian bank account by book entry . The participant must : • Instruct its custodian bank to notify the Federal Reserve ... participant may Participant Operating Procedures 281.
... participant's DTC account can be moved to the participant's custodian bank account by book entry . The participant must : • Instruct its custodian bank to notify the Federal Reserve ... participant may Participant Operating Procedures 281.
Page 285
... participant as of record date . • Participant Name Listing giving full names of all DTC participants , along with abbreviations for the names used in the Dividend / Proxy Take - Off Listing . ⚫ Bank Contact List listing of all DTC bank ...
... participant as of record date . • Participant Name Listing giving full names of all DTC participants , along with abbreviations for the names used in the Dividend / Proxy Take - Off Listing . ⚫ Bank Contact List listing of all DTC bank ...
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange