Securities Transfer: Principles and Procedures |
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Page 145
... owner is precluded from asserting against the issuer any claim for registering the transfer under the preceding section or any claim to a new security under this section . 2. Where the owner of a security claims that the security has ...
... owner is precluded from asserting against the issuer any claim for registering the transfer under the preceding section or any claim to a new security under this section . 2. Where the owner of a security claims that the security has ...
Page 206
... owner as the person exclusively entitled to vote , to receive notifi- cations and otherwise to exercise all the rights and powers of an owner . ( 2 ) Nothing in this Article shall be construed to affect the liability of the registered owner ...
... owner as the person exclusively entitled to vote , to receive notifi- cations and otherwise to exercise all the rights and powers of an owner . ( 2 ) Nothing in this Article shall be construed to affect the liability of the registered owner ...
Page 217
... owner unless ( a ) the registration was pursuant to subsection ( 1 ) ; or ( b ) the owner is precluded from asserting any claim for registering the transfer under subsection ( 1 ) of the following section ; or ( c ) such delivery would ...
... owner unless ( a ) the registration was pursuant to subsection ( 1 ) ; or ( b ) the owner is precluded from asserting any claim for registering the transfer under subsection ( 1 ) of the following section ; or ( c ) such delivery would ...
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange