Securities Transfer: Principles and Procedures |
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Page 56
... officer who signs the resolution . The resolution should specifically indicate the authority of the assigning officer to sell , assign , and transfer securities or other corporate property standing in the name of the corporation . It ...
... officer who signs the resolution . The resolution should specifically indicate the authority of the assigning officer to sell , assign , and transfer securities or other corporate property standing in the name of the corporation . It ...
Page 58
... officer , 2. a resolution under the corporate seal by another officer , specifically author- izing the transfer to the officer as an individual , and 3. execution of both the assignment and the resolution by officers other than the ...
... officer , 2. a resolution under the corporate seal by another officer , specifically author- izing the transfer to the officer as an individual , and 3. execution of both the assignment and the resolution by officers other than the ...
Page 172
... officer of the corporation . 6.02 . Documents for Transfer from Name of Corporation . ( a ) Assignment in the name of a corporation by an officer or officers with signature guaranteed ; and ( b ) Certified extract from by - laws ; or ...
... officer of the corporation . 6.02 . Documents for Transfer from Name of Corporation . ( a ) Assignment in the name of a corporation by an officer or officers with signature guaranteed ; and ( b ) Certified extract from by - laws ; or ...
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange