Securities Transfer: Principles and Procedures |
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Page 247
... instructions under these procedures , as follows : • Time period during which participants must submit to DTC their reinvest- ment instructions on DRS Instructions forms . DTC generally accepts DRS instructions only on the business day ...
... instructions under these procedures , as follows : • Time period during which participants must submit to DTC their reinvest- ment instructions on DRS Instructions forms . DTC generally accepts DRS instructions only on the business day ...
Page 258
... instructions are rejected by DTC or the agent . 3. Forward copies 1 , 2 , 3 , 4 , and 5 of the Conversion Instructions form to the DTC Reorganization Section between 8:30 A.M. and 11:00 A.M. ( Eastern time ) for same day processing and ...
... instructions are rejected by DTC or the agent . 3. Forward copies 1 , 2 , 3 , 4 , and 5 of the Conversion Instructions form to the DTC Reorganization Section between 8:30 A.M. and 11:00 A.M. ( Eastern time ) for same day processing and ...
Page 273
... instructions are rejected by DTC or the FRBNY . 2. Type a Roll - Over Customer List for attachment to the voluntary offering instructions , as follows : a . At the top of the form , enter your name , participant number , and the date ...
... instructions are rejected by DTC or the FRBNY . 2. Type a Roll - Over Customer List for attachment to the voluntary offering instructions , as follows : a . At the top of the form , enter your name , participant number , and the date ...
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange