Securities Transfer: Principles and Procedures |
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Page 293
... firm , both general and limited . A suggested form of such provision may be obtained from the Exchange . These ... firm as follows : Type A power authorizes the employee to sign the firm name , i.e. , " John Jones & Co. " Type B power ...
... firm , both general and limited . A suggested form of such provision may be obtained from the Exchange . These ... firm as follows : Type A power authorizes the employee to sign the firm name , i.e. , " John Jones & Co. " Type B power ...
Page 308
... firm " and " or " & " and " Company " or " Co. " may be written either way . Rule SR - 34 . Facsimile Signatures . ( a ) A member of member firm may assign securities registered in the name of such member or member firm and may execute ...
... firm " and " or " & " and " Company " or " Co. " may be written either way . Rule SR - 34 . Facsimile Signatures . ( a ) A member of member firm may assign securities registered in the name of such member or member firm and may execute ...
Page 310
... firm or member corporation that has since dissolved or ceased to be a member firm or member corporation and is succeeded by either ( a ) a member firm or firms having as general partners one or more of the general partners of the ...
... firm or member corporation that has since dissolved or ceased to be a member firm or member corporation and is succeeded by either ( a ) a member firm or firms having as general partners one or more of the general partners of the ...
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange