Securities Transfer: Principles and Procedures |
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Page 189
... business days before any day upon which exercise or conversion privileges lapse or change ; ( 7 ) include a warrant , right , or convertible security presented for exercise or conversion ; or ( 8 ) in- clude a security of an issue which ...
... business days before any day upon which exercise or conversion privileges lapse or change ; ( 7 ) include a warrant , right , or convertible security presented for exercise or conversion ; or ( 8 ) in- clude a security of an issue which ...
Page 314
... business day following the date of the transaction ; except that if the seller tenders delivery before the fifth business day , acceptance shall be at the option of the pur- chaser , and rejection of such delivery by the purchaser shall ...
... business day following the date of the transaction ; except that if the seller tenders delivery before the fifth business day , acceptance shall be at the option of the pur- chaser , and rejection of such delivery by the purchaser shall ...
Page 316
... business day after the effective date of the registration statement . Late Information Re Ex - Rights Dates ( 2 ) If definitive information is not received sufficiently ... day . ( 3 ) On the fifth business day preceding the 316 Appendix J.
... business day after the effective date of the registration statement . Late Information Re Ex - Rights Dates ( 2 ) If definitive information is not received sufficiently ... day . ( 3 ) On the fifth business day preceding the 316 Appendix J.
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange