Securities Transfer: Principles and Procedures |
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Page 42
Principles and Procedures Martin Torosian. ( b ) a " bank " is a ( bank trust company , national banking association , savings bank , industrial bank ... ) . ( c ) A " broker " is a person lawfully engaged in the business of effecting ...
Principles and Procedures Martin Torosian. ( b ) a " bank " is a ( bank trust company , national banking association , savings bank , industrial bank ... ) . ( c ) A " broker " is a person lawfully engaged in the business of effecting ...
Page 250
... bank . For same day processing , they must reach the bank by 3:15 P.M. New York time . In the event the pledgee bank is located out of town , the participant must forward copies 1 and 2 to DTC's Collateral Loan Depart- ment in time for ...
... bank . For same day processing , they must reach the bank by 3:15 P.M. New York time . In the event the pledgee bank is located out of town , the participant must forward copies 1 and 2 to DTC's Collateral Loan Depart- ment in time for ...
Page 281
... bank to notify the Federal Reserve Bank or branch in its district to accept the book - entry delivery of securities from DTC for the participant's account at its custodian bank . . Check its custodian bank's ABA number and its Fed wire ...
... bank to notify the Federal Reserve Bank or branch in its district to accept the book - entry delivery of securities from DTC for the participant's account at its custodian bank . . Check its custodian bank's ABA number and its Fed wire ...
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange