Securities Transfer: Principles and Procedures |
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Page 19
... Attorney . The practice of appointing an attorney to transfer shares on the books of a corporation is an old one . The attorney designated on the certificate acts on behalf of the stockholder and not the corporation . The practice no ...
... Attorney . The practice of appointing an attorney to transfer shares on the books of a corporation is an old one . The attorney designated on the certificate acts on behalf of the stockholder and not the corporation . The practice no ...
Page 61
... attorney . Sale of Stocks When the shares are sold , the following documentation is necessary : 1. an assignment by the attorney , 2. an original or certified copy of the power of attorney , and 3. a certification affixed to the power of ...
... attorney . Sale of Stocks When the shares are sold , the following documentation is necessary : 1. an assignment by the attorney , 2. an original or certified copy of the power of attorney , and 3. a certification affixed to the power of ...
Page 293
... Attorney . " Only one type of power may be used at any one time by a firm in appointing attorneys for the firm . A power of attorney filed with the Exchange must be accompanied by a specimen of the signature that will be used by the ...
... Attorney . " Only one type of power may be used at any one time by a firm in appointing attorneys for the firm . A power of attorney filed with the Exchange must be accompanied by a specimen of the signature that will be used by the ...
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange