Securities Transfer: Principles and Procedures |
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Page 264
... accepted . In addition , if the deposited securities cannot reach DTC , New York , prior to 11:30 A.M. ( New York ... accepted for deposit on the day prior to the effective date of DTC ineligibility . Reorganization items for next day ...
... accepted . In addition , if the deposited securities cannot reach DTC , New York , prior to 11:30 A.M. ( New York ... accepted for deposit on the day prior to the effective date of DTC ineligibility . Reorganization items for next day ...
Page 304
... accepted ; and if it has not been so accepted , will upon request inform such organization as to the procedure by which Exchange acceptance may be obtained . The general qualifications required by the Exchange of transfer agents and ...
... accepted ; and if it has not been so accepted , will upon request inform such organization as to the procedure by which Exchange acceptance may be obtained . The general qualifications required by the Exchange of transfer agents and ...
Page 305
... accepted by the Exchange as transfer agent or that the agreement above referred to be filed with the Exchange by such person . Procedure for Acceptance by Exchange : A bank or trust company de- siring to be accepted by the Exchange as a ...
... accepted by the Exchange as transfer agent or that the agreement above referred to be filed with the Exchange by such person . Procedure for Acceptance by Exchange : A bank or trust company de- siring to be accepted by the Exchange as a ...
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Common terms and phrases
American Stock Exchange appointment authorized bank bearer bonds broker business day CALL FOR REDEMPTION certified copy City coupon coupon bond court order CUSIP number Cust for Mary custodian bank DEBENTURE DUE DEBENTURE HEREIN MENTIONED decedent DELAWARE CORPORATION delivered delivery deposit ticket dividend documentation DTC's endorsement executed executor or administrator facsimile signature fiduciary fifth business filed FRBNY free account Gifts to Minors guardian holder HOUSEHOLD FINANCE CORPORATION Indenture inheritance tax waiver Interest payable issue issuer John Doe joint tenants LIC AND PRIVATE Manhattan Mary Doe member corporation No.M nominee notice notify officer ownership participant person pledge power of substitution PREVIOUSLY HAVE BECOME principal amount PRIVATE DEBTS procedures purchaser received record date registered transfer agent registrar right of survivorship Rule Section settlement Stock Exchange Tenants in common tenants with right thereof transaction trust company trust instrument UNLESS THE DEBENTURE Vital Records withdrawal York York Stock Exchange