 underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking...  Decisions and Reports - Page 342by United States. Securities and Exchange Commission - 1953Full view - About this book
 | United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...be executed. " (4) The term 'underwriter' means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with,...in the direct or indirect underwriting of any such undertakng; but such term shall not include a person whose interest is limited to a commission from... | |
 | United States. Securities and Exchange Commission - Securities - 1941 - 1124 pages
...provides in part : The term "underwriter" means any person who has purchased from an Issurr with a view to, or sells for an issuer in connection with,...or indirect underwriting of any such undertaking. •These persons are Hated as possible underwriters of thte block of snares in the amendments offered... | |
 | United States. Securities and Exchange Commission - Securities - 1940 - 1176 pages
...provides in part : The term "underwriter" means any person who has purchased from an Issuer with a view to, or sells for an issuer in connection with,...participation In any such undertaking, or participates or has participation in the direct or indirect underwriting of any such undertaking; • • • as used In... | |
 | United States. Securities and Exchange Commission - Securities - 1956 - 1016 pages
...of the Securities Act defines an underwriter as: "any person who has purchased from an issuer with a view to, or sells for an issuer in connection with,...indirect participation in any such undertaking, or participate!) or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States. Securities and Exchange Commission - Securities - 1940 - 1240 pages
...defines an "underwriter" to include not only — any person who lias purchased from an issuer with a view to, or sells for an issuer In connection with,...or indirect participation in any such undertaking. but also any person who participates or has a participation in the direct or indirect underwriting... | |
 | United States. Securities and Exchange Commission - Securities - 1956 - 716 pages
...of the Securities Act defines an underwriter as "any person who has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security," and provides further that "As used in this paragraph the term 'issuer' shall include, in addition to... | |
 | United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...1. WAS RESPONDENT AN "UNDEBWBITEB"? Section 2 (11) defines an "underwriter" as any person who . . . sells for an Issuer in connection with, the distribution of any security ... As used in this paragraph the term "issuer" shall Include . . . any person . . . controlling .... | |
 | United States - Law - 1953 - 1692 pages
...will be executed. (4) The term "underwriter" means any person who has purchased from an issuer with a undertakng1; but such term shall not include a person whose interest is limited to a commission from... | |
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