 ... (C) any acquisition of an equity security by the issuer of such security; (D) any acquisition or proposed acquisition of a security which the Commission, by rules or regulations or by order, shall exempt from the provisions of this subsection as not...  Financial Services Modernization: Hearings Before the Subcommittee on ... - Page 393by United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Financial Institutions and Consumer Credit - 1997 - 666 pagesFull view - About this book
 | United States. Office of the Comptroller of the Currency - Banking law - 1966 - 480 pages
...order, shall exempt from the provisions of this subsection as not entered into for the purpose of, and not having the effect of, changing or influencing the control of the issuer or otherwise as not comprehended within the purposes of this subsection. (e) (1) It shall... | |
 | United States. Congress. House. Interstate and Foreign Commerce - 1968 - 82 pages
...order, shall exempt from the provisions of this subsection as not entered into for the purpose of, and not having the effect of, changing or Influencing the control of the issuer or otherwise as not comprehended within the purposes of this subsection. "(e) (1) It shall... | |
 | United States. Congress. House. District of Columbia Committee - 1973 - 106 pages
...invitation, agreement, or acquisition which the Commissioner by order shall exempt therefrom as (A) not having been made or entered into for the purpose...influencing the control of a domestic insurer, or (B) as otherwise not comprehended within the purposes of this section. (g) VIOLATIONS. — The following... | |
 | United States. Congress. Senate. Government Operations Committee - 1974 - 1316 pages
...order, shall exempt from the provisions of this subsection as not entered into for the purpose of, and not having the effect of, changing or influencing the control of the issuer or otherwise as not comprehended within the purposes of this subsection. (e) (1) It shall... | |
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