Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April 25, 1938 |
From inside the book
Results 1-5 of 24
Page 1
... reason of the dis- proportionate expense of taking such action , and ( B ) concerted action by such investors in their common interest through representatives of their own selection is impeded by reason of the wide dispersion of such ...
... reason of the dis- proportionate expense of taking such action , and ( B ) concerted action by such investors in their common interest through representatives of their own selection is impeded by reason of the wide dispersion of such ...
Page 2
... reason of the fact that trust indentures are commonly pre- pared by the obligor or underwriter in advance of the public offering of the securities to be issued thereunder , such investors are unable to participate in the preparation ...
... reason of the fact that trust indentures are commonly pre- pared by the obligor or underwriter in advance of the public offering of the securities to be issued thereunder , such investors are unable to participate in the preparation ...
Page 4
... reason of the small amount involved and the small amount of securities outstanding and thereafter issuable under the same indenture , or by reason of the limited character of the public offering ; but no issue of securities shall be ...
... reason of the small amount involved and the small amount of securities outstanding and thereafter issuable under the same indenture , or by reason of the limited character of the public offering ; but no issue of securities shall be ...
Page 13
... reason . HEARINGS BY COMMISSION SEC . 9. Hearings may be public and may be held before the Commission , any member or members thereof , or any officer or officers of the Commission designated by it , and appropriate records thereof ...
... reason . HEARINGS BY COMMISSION SEC . 9. Hearings may be public and may be held before the Commission , any member or members thereof , or any officer or officers of the Commission designated by it , and appropriate records thereof ...
Page 18
... reasons which support it , and a section by section analysis of it are set forth in the report of the Senate Banking and Currency Committee , accompanying the Senate bill , copies of which are available to this committee . In view of ...
... reasons which support it , and a section by section analysis of it are set forth in the report of the Senate Banking and Currency Committee , accompanying the Senate bill , copies of which are available to this committee . In view of ...
Common terms and phrases
act as trustee action AMBERG amendment American Bankers Association application bankruptcy Barkley bill bondholders bonds BOREN borrower capital markets centum certificates of interest Chairman clause collateral Commissioner DOUGLAS committee conflicting interest Congress contain provisions contract corporate trustee creditor debentures disclosure due regard duties effect EICHER enforcement Exchange Commission exempted Federal Reserve System filed HAUSSERMANN HELFFRICH inden indenture security holders indenture trustee interest of investors interest or participation investment banker issuer legislation liability mortgage negative pledge negligence NORTHERN TRUST Co obligation obligor paragraph person practical proposed prospective trustee protection of investors public interest pursuant qualified shall contain RALPH CRANE reason registration statement release and substitution respect rules and regulations Securities Act Securities and Exchange securities issued Senate situation standards statute thereof thereunder tion trust indentures trust institutions Trustees Under Indentures ture underwriter voting securities
Popular passages
Page 17 - If any provision of this Act or the application of such provision to any person or circumstance shall be held invalid, the remainder of the Act and the application of such provision to persons or circumstances other than those as to which it is held invalid shall not be affected thereby.
Page 6 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 14 - System, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 6 - The Information contained In or filed with any registration statement shall be made available to the public under such regulations as the Commission may prescribe...
Page 15 - The Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation...
Page 3 - underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking...
Page 6 - ... shall not be deemed to have taken place unless it is accompanied by a United States postal money order or a certified bank check or cash for the amount of the fee required under subsection (b).
Page 16 - ... (b) The rights and remedies provided by this Act shall be in addition to any and all other rights and remedies that may exist under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935...
Page 5 - ... (2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for the purpose of sale or for delivery after sale.
Page 15 - Commission deems relevant or material to the inquiry. Such attendance of witnesses and the production of any such records may be required from any place in the United States or any State at any designated place of hearing.