Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April 25, 1938 |
From inside the book
Results 1-5 of 70
Page 2
... provisions of this Act shall be interpreted , to meet the problems and eliminate the abuses , enumerated in this section , connected with such public offerings . DEFINITIONS SEC . 2. When used in this Act , unless the context otherwise ...
... provisions of this Act shall be interpreted , to meet the problems and eliminate the abuses , enumerated in this section , connected with such public offerings . DEFINITIONS SEC . 2. When used in this Act , unless the context otherwise ...
Page 3
... provisions of sections 4 , 5 , 12 , 13 , and 14 of this Act shall not apply to any of the following securities : ( 1 ) . Any security other than ( A ) a note , bond , debenture , or evidence of indebtedness , whether or not secured , or ...
... provisions of sections 4 , 5 , 12 , 13 , and 14 of this Act shall not apply to any of the following securities : ( 1 ) . Any security other than ( A ) a note , bond , debenture , or evidence of indebtedness , whether or not secured , or ...
Page 4
... provisions of this Act by this subsection . ( b ) The provisions of section 4 shall not apply ( A ) to any of the transactions exempted , by section 4 of the Securities Act of 1933 , as heretofore amended , from the provisions of ...
... provisions of this Act by this subsection . ( b ) The provisions of section 4 shall not apply ( A ) to any of the transactions exempted , by section 4 of the Securities Act of 1933 , as heretofore amended , from the provisions of ...
Page 5
... provisions of section 10 , the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe , and copies thereof , photostatic or ...
... provisions of section 10 , the information and documents contained in or filed with any application shall be made available to the public under such regulations as the Commission may prescribe , and copies thereof , photostatic or ...
Page 6
... provision which limits , qualifies , or conflicts with a provision required to be contained in such indenture by this ... provisions of sub- section ( k ) of this section , any security holder who has been a bona fide holder of indenture ...
... provision which limits , qualifies , or conflicts with a provision required to be contained in such indenture by this ... provisions of sub- section ( k ) of this section , any security holder who has been a bona fide holder of indenture ...
Common terms and phrases
act as trustee action AMBERG amendment American Bankers Association application bankruptcy Barkley bill bondholders bonds BOREN borrower capital markets centum certificates of interest Chairman clause collateral Commissioner DOUGLAS committee conflicting interest Congress contain provisions contract corporate trustee creditor debentures disclosure due regard duties effect EICHER enforcement Exchange Commission exempted Federal Reserve System filed HAUSSERMANN HELFFRICH inden indenture security holders indenture trustee interest of investors interest or participation investment banker issuer legislation liability mortgage negative pledge negligence NORTHERN TRUST Co obligation obligor paragraph person practical proposed prospective trustee protection of investors public interest pursuant qualified shall contain RALPH CRANE reason registration statement release and substitution respect rules and regulations Securities Act Securities and Exchange securities issued Senate situation standards statute thereof thereunder tion trust indentures trust institutions Trustees Under Indentures ture underwriter voting securities
Popular passages
Page 17 - If any provision of this Act or the application of such provision to any person or circumstance shall be held invalid, the remainder of the Act and the application of such provision to persons or circumstances other than those as to which it is held invalid shall not be affected thereby.
Page 6 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 14 - System, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 6 - The Information contained In or filed with any registration statement shall be made available to the public under such regulations as the Commission may prescribe...
Page 15 - The Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation...
Page 3 - underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking...
Page 6 - ... shall not be deemed to have taken place unless it is accompanied by a United States postal money order or a certified bank check or cash for the amount of the fee required under subsection (b).
Page 16 - ... (b) The rights and remedies provided by this Act shall be in addition to any and all other rights and remedies that may exist under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935...
Page 5 - ... (2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for the purpose of sale or for delivery after sale.
Page 15 - Commission deems relevant or material to the inquiry. Such attendance of witnesses and the production of any such records may be required from any place in the United States or any State at any designated place of hearing.