Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April 25, 1938 |
From inside the book
Results 1-5 of 17
Page 3
... inden- ture security , and , if such security is a certificate of interest or participation , such term means also every person who is liable upon the security or securities in which such certificate evidences an interest or ...
... inden- ture security , and , if such security is a certificate of interest or participation , such term means also every person who is liable upon the security or securities in which such certificate evidences an interest or ...
Page 7
... inden- ture secured exclusively by indenture securities , or ( C ) such obligor has no substantial unmortgaged assets and is engaged primarily in the busi- ness of owning , or of owning and developing and / or operating , real estate ...
... inden- ture secured exclusively by indenture securities , or ( C ) such obligor has no substantial unmortgaged assets and is engaged primarily in the busi- ness of owning , or of owning and developing and / or operating , real estate ...
Page 9
... inden- ture trustee as such creditor , such claim shall have the same status as such pre- existing claim . The indenture to be qualified shall provide that , if the trustee shall be required to account , the funds and property held in ...
... inden- ture trustee as such creditor , such claim shall have the same status as such pre- existing claim . The indenture to be qualified shall provide that , if the trustee shall be required to account , the funds and property held in ...
Page 12
... inden- ture trustee , ( B ) bringing action to collect the principal of and interest upon the indenture securities upon their respective due dates , and ( C ) calling and holding meetings of the indenture security holders and taking ...
... inden- ture trustee , ( B ) bringing action to collect the principal of and interest upon the indenture securities upon their respective due dates , and ( C ) calling and holding meetings of the indenture security holders and taking ...
Page 18
... rights of the bondholders will be found only in the inden- ture , and will be incorporated in the bonds themselves only by reference to the indenture . To the extent that the types of trust indenture now 18 TRUST INDENTURES.
... rights of the bondholders will be found only in the inden- ture , and will be incorporated in the bonds themselves only by reference to the indenture . To the extent that the types of trust indenture now 18 TRUST INDENTURES.
Common terms and phrases
act as trustee action AMBERG amendment American Bankers Association application bankruptcy Barkley bill bondholders bonds BOREN borrower capital markets centum certificates of interest Chairman clause collateral Commissioner DOUGLAS committee conflicting interest Congress contain provisions contract corporate trustee creditor debentures disclosure due regard duties effect EICHER enforcement Exchange Commission exempted Federal Reserve System filed HAUSSERMANN HELFFRICH inden indenture security holders indenture trustee interest of investors interest or participation investment banker issuer legislation liability mortgage negative pledge negligence NORTHERN TRUST Co obligation obligor paragraph person practical proposed prospective trustee protection of investors public interest pursuant qualified shall contain RALPH CRANE reason registration statement release and substitution respect rules and regulations Securities Act Securities and Exchange securities issued Senate situation standards statute thereof thereunder tion trust indentures trust institutions Trustees Under Indentures ture underwriter voting securities
Popular passages
Page 17 - If any provision of this Act or the application of such provision to any person or circumstance shall be held invalid, the remainder of the Act and the application of such provision to persons or circumstances other than those as to which it is held invalid shall not be affected thereby.
Page 6 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 14 - System, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 6 - The Information contained In or filed with any registration statement shall be made available to the public under such regulations as the Commission may prescribe...
Page 15 - The Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation...
Page 3 - underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking...
Page 6 - ... shall not be deemed to have taken place unless it is accompanied by a United States postal money order or a certified bank check or cash for the amount of the fee required under subsection (b).
Page 16 - ... (b) The rights and remedies provided by this Act shall be in addition to any and all other rights and remedies that may exist under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935...
Page 5 - ... (2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for the purpose of sale or for delivery after sale.
Page 15 - Commission deems relevant or material to the inquiry. Such attendance of witnesses and the production of any such records may be required from any place in the United States or any State at any designated place of hearing.