THIS TITLE Title 17-COMMODITY AND SECURITIES EXCHANGES is composed of three volumes. The first volume containing parts 1 to 199, comprises Chapter I-Commodity Futures Trading Commission. The second volume contains Chapter II-Securities and Exchange Commission, parts 200 to 239. The third volume, comprising part 240 to End, contains the remaining regulations of the Securities and Exchange Commission, and Chapter IV—Department of the Treasury. The contents of these volumes represent all current regulations issued by the Commodity Futures Trading Commission, the Securities and Exchange Commission, and the Department of the Treasury as of April 1, 1998. The OMB control numbers for the Securities and Exchange Commission appear in §200.800 of chapter II. For the convenience of the user, §200.800 is reprinted in the Finding Aids section of the volume containing part 240 to End. For this volume, Gregory R. Walton was Chief Editor. The Code of Federal Regulations publication program is under the direction of Frances D. McDonald, assisted by Alomha S. Morris. know... if any changes have been made to the Code of Federal Regulations or what documents have been published in the Federal Register without reading the Federal Register every day? If so, you may wish to subscribe to the LSA (List of CFR Sections Affected), the Federal Register Index, or both. LSA The LSA (List of CFR Sections Affected) is designed to lead users of the Code of Federal Regulations to amendatory actions published in the Federal Register. The LSA is issued monthly in cumulative form. Entries indicate the nature of the changes such as revised, removed, or corrected. $27 per year. Federal Register Index The index, covering the contents of the daily Federal Register, is issued monthly in cumulative form. Entries are carried primarily under the names of the issuing agencies. Significant subjects are carried as cross-references. $25 per year. A finding aid is included in each publication which lists Federal Register page numbers with the date of publication in the Federal Register. Order Processing Code: *5421 Superintendent of Documents Subscription Order Form YES, send me the following indicated subscriptions for one year: Title 17-Commodity (This book contains parts 200 to 239) CHAPTER II—Securities and Exchange Commission Part 200 209 210 211 228 229 230 231 Forms prescribed under the commission's rules of Form and content of and requirements for finan- Interpretations relating to financial reporting Integrated disclosure system for small business Standard instructions for filing forms under Secu- General rules and regulations, Securities Act of Interpretative releases relating to the Securities Page 5 133 189 196 198 212 213 290 292 340 441 601 232 608 239 Forms prescribed under the Securities Act of 1933 622 Regulation S-T-General rules and regulations for |