Decisions and Reports, Volume 5U.S. Government Printing Office, 1941 - Securities |
From inside the book
Results 1-5 of 100
Page 5
... paid by Standard and debited to the debtor , it being alleged that these payments were made out of capital . Of the dividends so paid Standard received $ 841,996 and H. M. Byllesby & Co. $ 56,700 . The contentions that the open account ...
... paid by Standard and debited to the debtor , it being alleged that these payments were made out of capital . Of the dividends so paid Standard received $ 841,996 and H. M. Byllesby & Co. $ 56,700 . The contentions that the open account ...
Page 49
... paid to the law firm of Adams , Nelson & Williamson out of the estate of Utilities Power & Light Corporation . The services for which the fee is asked were rendered to James L. Houghteling , an investigator appointed by United States ...
... paid to the law firm of Adams , Nelson & Williamson out of the estate of Utilities Power & Light Corporation . The services for which the fee is asked were rendered to James L. Houghteling , an investigator appointed by United States ...
Page 55
... paid to the applicant , we set $ 14,500 as the maximum amount remaining to be paid . An order will issue in conformity with this opinion . By the Commission : Commissioner Henderson not participating . 15 The assertion that time spent ...
... paid to the applicant , we set $ 14,500 as the maximum amount remaining to be paid . An order will issue in conformity with this opinion . By the Commission : Commissioner Henderson not participating . 15 The assertion that time spent ...
Page 64
... paid for physical property . In the matter of Unity Gold Corporation , supra ; In the matter of Rickard Ramore Gold Mines , Ltd. , 2 S. E. C. 377 , 390 ( 1937 ) . We know of no sound reason for any different treatment in the case of an ...
... paid for physical property . In the matter of Unity Gold Corporation , supra ; In the matter of Rickard Ramore Gold Mines , Ltd. , 2 S. E. C. 377 , 390 ( 1937 ) . We know of no sound reason for any different treatment in the case of an ...
Page 67
... paid within 2 years preceding the filing of the registration statement , or to whom any amount is intended to be paid , and the consideration there for . Although the registrant's answer supplies information concerning the issuance of ...
... paid within 2 years preceding the filing of the registration statement , or to whom any amount is intended to be paid , and the consideration there for . Although the registrant's answer supplies information concerning the issuance of ...
Contents
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Other editions - View all
Common terms and phrases
acquired acquisition aggregate amended applicant's approval April 30 assets basis book value Boston Stock Exchange capital stock capital surplus cash charges Cities Service Company Commission finding common stock cost debentures debtor December 31 declarant declarant's depreciation depreciation reserve dividends earned surplus effect Electric Company exemption expenses fees filed financing FINDINGS AND OPINION Gas Company gross Hermiston holders Holding Company Act income indenture investment issuance issue and sale Light Company March 31 mortgage bonds outstanding paid pany par value payment percent Philadelphia Stock Exchange plant Power & Light Power Company principal amount promissory note property account proposed protection of investors provisions of Section public interest Public Service Public Utility Holding purchase pursuant to Section refunding registered holding company reorganization requirements reserve retirement Section 12 Stock Exchange stockholders subsidiary company terms and conditions tion transactions trustee underwriters unlisted trading privileges Utility Holding Company voting York Curb Exchange
Popular passages
Page 1009 - underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer not in excess of the usual and customary...
Page 270 - Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly— (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails...
Page 269 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Page 625 - No broker or dealer shall make use of the mails or of any means or Instrumentality of interstate commerce to effect any transaction in. or to induce the purchase or sale of, any security (other than commercial paper, bankers...
Page 128 - And, in order to ascertain that value, the original cost of construction, the amount expended in permanent improvements, the amount and market value of its bonds and stock, the present as compared with the original cost of construction, the probable earning capacity of the property under particular rates prescribed by statute, and the sum required to meet operating expenses, are all matters for consideration, and are to be given such weight as may be just and right in each case. We do not say that...
Page 109 - The true test of the sufficiency of an indictment Is not whether it could have been made more definite and certain, but whether It contains the elements of the offense Intended to be charged, and "sufficiently apprises the defendant of what he must be prepared to meet...
Page 200 - It shall be unlawful for any registered holding company or subsidiary company thereof, by use of the mails or any means or instrumentality of interstate commerce, or otherwise, to...
Page 68 - ... named as having prepared or certified a report or valuation (other than a public official document or statement) which Is used in connection with the registration statement, but is not named as having prepared or certified such report or valuation for use in connection with the registration statement...
Page 555 - ... he may cast all of such votes for a single director or may distribute them among the number to be voted for, or any two or more of them as he may see fit, which right, when exercised, shall be termed cumulative voting.
Page 1019 - ... such rules and regulations or orders as the Commission deems necessary or appropriate to protect the financial integrity of companies in...