 any stock or similar security; or any security convertible, with or without consideration, into such a security; or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the...  Code of Federal Regulations: 1949-1984 - Page 1911969Full view - About this book
 | United States - Corporation law - 1968 - 374 pages
...any renewal thereof the maturity of which is likewise mited. (11) The term " equity security " means any stock or similar security; or any security convertible,...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States - Corporation law - 1938 - 48 pages
...any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible,...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pages
...whether an officer (giving title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | United States - Law - 1953 - 1692 pages
...any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means hapter, to prescribe the form or forms in which information...details to be shown in balance sheets, profit and loss Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States - Corporation law - 1944 - 296 pages
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | Administrative law - 1978 - 1266 pages
...furnished as to the absence of default or as to compliance with the terms of the indenture. Instruction 2. In most cases, debt securities issued by banks need...warrant or right; or any other security which the Board shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
 | Administrative law - 1979 - 1240 pages
...furnished as to the absence of default or as to compliance with the terms of the indenture. Instruction 2. In most cases, debt securities issued by banks need...warrant or right; or any other security which the Board shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
 | Administrative law - 1989 - 614 pages
...indenture. Instruction. 1. In most cases, debt securities issued by banks need not be registered under section 12(g) of the Securities Exchange Act; the...warrant or right; or any other security which the PDIC shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
 | Administrative law - 1996 - 600 pages
...indenture. Instruction. 1. In most cases, debt securities issued by banks need not be registered under section 12(g) of the Securities Exchange Act; the...warrant or right; or any other security which the FDIC shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
 | Administrative law - 1981 - 400 pages
...section apply only to an "equity security". The term "equity security" is defined by section 3(a)(11) of the Act to mean "any stock or similar security;...appropriate, by such rules and regulations as it may , 335.46 - 335.47 prescribe in the public interest or for the protection of investors, to treat as... | |
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