Agriculture, rural development, and related agencies appropriations for 1986: hearings before a subcommittee of the Committee on Appropriations, House of Representatives, Ninety-ninth Congress, first session, Part 3U.S. Government Printing Office, 1985 - Library lacks vol. I. |
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Page 18
... Conduct Committee authorized the issuance of a Complaint against Kornreich Commodities , inc . alleging that it had failed to maintain minimum au justed net capital in violation of NFA Financial Requirements Section 1 , had failed to ...
... Conduct Committee authorized the issuance of a Complaint against Kornreich Commodities , inc . alleging that it had failed to maintain minimum au justed net capital in violation of NFA Financial Requirements Section 1 , had failed to ...
Page 31
... conduct of commodity futures professionals . Much of this regulation was not previously within the scope of any self ... conducted reviews of NFA's sales practice oversight program . The staff has also worked closely with NFA to assure ...
... conduct of commodity futures professionals . Much of this regulation was not previously within the scope of any self ... conducted reviews of NFA's sales practice oversight program . The staff has also worked closely with NFA to assure ...
Page 36
... conduct of commodity futures professionals . Much of this regulation was not previously within the scope of any self ... conducted reviews of NFA's sales practice oversight program . The staff has also worked closely with NFA to assure ...
... conduct of commodity futures professionals . Much of this regulation was not previously within the scope of any self ... conducted reviews of NFA's sales practice oversight program . The staff has also worked closely with NFA to assure ...
Page 72
... conduct of sales practice audits NFA has largely confined its efforts to those FCMs for which it is the designated ... conducted by the Audit and Financial Review Unit . Enforcement actions are undertaken when routine oversight audit ...
... conduct of sales practice audits NFA has largely confined its efforts to those FCMs for which it is the designated ... conducted by the Audit and Financial Review Unit . Enforcement actions are undertaken when routine oversight audit ...
Page 94
... conducted under Section 2.01 , that any person has engaged or is about to engage in any act or practice constituting a violation of any provision of this chapter or any rule or order hereunder , the Administrator may : ( 1 ) issue a ...
... conducted under Section 2.01 , that any person has engaged or is about to engage in any act or practice constituting a violation of any provision of this chapter or any rule or order hereunder , the Administrator may : ( 1 ) issue a ...
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action activities addition Administration Agency agricultural AIDS animal application appropriate approved assistance associated authority blood budget Center CFTC changes collected Commission Committee commodity completed concern conducted contained Continue contracts costs Department designation determine direct Director disease Division drug effective efforts enforcement established evaluation Exchange Federal fees final fiscal follows Food funds futures groups Health human important improve increase industry isolates issues labeling laboratory manufacturers meet methods monitoring Office operating options organizations orphan drugs orphan products patients performance period person PHILLIPS plasma present problems procedures proposed received record reduced registration regulations regulatory request resistance response result risk rule safety samples Services specific staff standards studies submitted subsection surveillance tion trading WHITTEN YOUNG
Popular passages
Page 79 - The act, omission, or failure of any official, agent, or other person acting for any individual, association, partnership, corporation, or trust within the scope of his employment or office shall be deemed the act, omission, or failure of such individual, association, partnership, corporation, or trust, as well as of such official, agent, or other person. The words "interstate commerce...
Page 81 - For the purpose of any such investigation, or any other proceeding under this title, any member of the Commission or any officer designated by it is empowered to administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, or other records which the Commission deems relevant or material to the inquiry.
Page 82 - Whenever it shall appear to the Commission that any person has engaged or is about to engage in any act or practice constituting a violation of any provision...
Page 93 - Code. (2) If the petitioner applies to the court for leave to adduce additional evidence, and shows to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds...
Page 268 - Secretary pursuant to subsection (b), do not include adequate tests by all methods reasonably applicable to show whether or not such drug is safe for use under the conditions prescribed, recommended, or suggested in the proposed labeling...
Page 99 - ... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact...
Page 81 - The Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Page 89 - ... forthwith sends notice of the service and a copy of the process by registered mail to the defendant or respondent at his last...
Page 73 - person" means an individual, a corporation, a partnership, an association, a joint-stock company, a trust, any unincorporated organization, or a government or political subdivision thereof. As used in this paragraph the term "trust...