 | United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...is controlled by, or is under common control with the registrant. The term "control" is defined as "the possession, directly or indirectly, of the power...ownership of voting securities, by contract or otherwise." The instructions further provide: "If in any instance the existence of control is open to reasonable... | |
 | United States. Interstate Commerce Commission - Interstate commerce - 1975 - 1066 pages
...(-including the terms "controlling," "controlled by," and "under common control"), as used herein, means the possession directly or indirectly, of the...ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable doubt, the carrier shall... | |
 | United States. Interstate Commerce Commission - Interstate commerce - 1975 - 1030 pages
..."Control" (including the terms "controlling," "controlled by," and "under common control"), as used herein, means the possession directly or indirectly, of the...ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable doubt, the carrier shall... | |
 | Administrative law - 1943 - 1104 pages
...term "control" means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether...ownership of voting securities, by contract or otherwise. • (b) The term "affiliate" means the existence of a relationship between two persons (individuals,... | |
 | United States. Bituminous Coal Division - Bituminous coal - 1943 - 1380 pages
...trem "control" means the possession, direct or indirect of the power to direct or cause the direction of the management and policies of a person, whether...ownership of voting securities, by contract or otherwise. The term "affiliate" means the existence of a relationship between two persons (individuals, firms,... | |
 | Administrative law - 1975 - 828 pages
...alone or together with one or more members of his Immediate family, the beneficial owner of 10 percent or more of any class of equity securities, (2) any...contract, or otherwise. (g) The term “employee” does nct Include a director, trustee, or officer. (h) The term “equity capital aS counts” means capItal... | |
 | Administrative law - 1977 - 970 pages
...with»See Appendix of Regulation P published by the Board of Governors of the Federal Reserve System. out filing with any governmental agency) the organization...reserve for contingencies and other capital reserves. (1) The term "fiscal year" means the annual accounting period or, if no closing date has been adopted,... | |
 | Administrative law - 1981 - 668 pages
...governmental agency) the organization or creation of an incorporated or unincorporated person. (f) Control. The term "control" (including the terms "controlling",...voting securities, by contract, or otherwise. (g) Employee. The term "employee" does not include a director, trustee, or officer. (h) Fiscal year. The... | |
 | Administrative law - 1998 - 528 pages
...governmental agency) the organization or creation of an incorporated or unincorporated person. (11) Control. The term "control" (including the terms "controlling",...ownership of voting securities, by contract, or otherwise. (12) Dealer. The term "dealer" means any person who engages either for all or part of his or her time,... | |
| |
... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction... 
