 | United States - Corporation law - 1968 - 374 pages
...which is likewise mited. (11) The term " equity security " means any stock or similar security; or any security convertible, with or without consideration,...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States - Corporation law - 1938 - 48 pages
...which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with or without consideration,...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States. Securities and Exchange Commission - Securities - 1970 - 166 pages
...partnership interest, interest in a joint venture, or certificate of interest in a business trust; or any security convertible, with or without consideration...purchase such a security ; or any such warrant or right. (Adopted, eff. Apr. 23, 1965, Release 34-7581.) SECURITIES AND EXCHANGE COMMISSION Rale 3al2-2. Exemption... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pages
...of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible with or without consideration,...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | United States - Law - 1953 - 1692 pages
...which is likewise limited. (11) The term "equity security" means any stock or similar security; or any security convertible, with or without consideration,...warrant or right; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States - Corporation law - 1944 - 296 pages
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | Administrative law - 1984 - 1238 pages
..."equity security" is defined by section 3(a)(ll) of the Act to mean "any stock or similar security; or any security convertible, with or without consideration,...similar nature and consider necessary or appropriate, by XMKil O— 84 16 such rules and regulations as it may prescribe in the public interest or for the protection... | |
 | Administrative law - 1989 - 614 pages
..."equity security" is defined by section 3(a)(ll) of the Act to mean "any stock or similar security; or any security convertible, with or without consideration,...warrant or right; or any other security which the PDIC shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
 | Administrative law - 1977 - 966 pages
..."equity security" is defined by Section 3(a)(ll) of the Act to mean "any stock or similar security; or any security convertible, with or without consideration,...warrant or right; or any other security which the Corporation shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | Administrative law - 1977 - 970 pages
...relationship which has been established with a bank; (b) "Equity security" means any stock; or similar security convertible, with or without consideration,...warrant or right; or any other security which the Comptroller of the Currency shall deem to be of similar nature and considers necessary or appropriate... | |
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equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... 
