Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1979 - Administrative law Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
From inside the book
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Page 14
... record retention . ( c ) Securities credit . The follo provisions of this part shall not a to extensions of credit of the typ scribed in paragraph ( a ) ( 2 ) of thi tion : ( 1 ) Section 202.5 ( c ) concerning i mation about a spouse or ...
... record retention . ( c ) Securities credit . The follo provisions of this part shall not a to extensions of credit of the typ scribed in paragraph ( a ) ( 2 ) of thi tion : ( 1 ) Section 202.5 ( c ) concerning i mation about a spouse or ...
Page 15
... record retention , unless an applicant , within 90 days after adverse action has been taken , requests in writing that the records relating to the application be retained . ( f ) Governmental credit . Except for § 202.1 relating to ...
... record retention , unless an applicant , within 90 days after adverse action has been taken , requests in writing that the records relating to the application be retained . ( f ) Governmental credit . Except for § 202.1 relating to ...
Page 26
... Record retention . ( a ) Retention of prohibited informa- tion . Retention in a creditor's files of any information ... records . ( 1 ) For 25 months after the date that a credi- tor notifies an applicant of action taken on an ...
... Record retention . ( a ) Retention of prohibited informa- tion . Retention in a creditor's files of any information ... records . ( 1 ) For 25 months after the date that a credi- tor notifies an applicant of action taken on an ...
Page 36
... record retention . If , within 9 after adverse action was taken , an ap makes a written request that the reco lating to the application be retai creditor must retain records as requi § 202.12 ( b ) . If we may be of further assistance ...
... record retention . If , within 9 after adverse action was taken , an ap makes a written request that the reco lating to the application be retai creditor must retain records as requi § 202.12 ( b ) . If we may be of further assistance ...
Page 37
... records information about the customer ( such as age , address , employer , bank account , and credit refer- ences ) on ... record retention provisions of Regulation B provide that your client is re- quired to retain a copy of any credit ...
... records information about the customer ( such as age , address , employer , bank account , and credit refer- ences ) on ... record retention provisions of Regulation B provide that your client is re- quired to retain a copy of any credit ...
Contents
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791 | |
823 | |
993 | |
999 | |
1026 | |
1036 | |
1045 | |
307 | |
313 | |
322 | |
339 | |
343 | |
368 | |
381 | |
388 | |
403 | |
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445 | |
493 | |
1064 | |
1073 | |
1094 | |
1113 | |
1119 | |
1127 | |
1135 | |
1147 | |
1150 | |
1167 | |
1171 | |
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Common terms and phrases
agency agreement amended amount application assets authorized balance bank holding company bank's Board of Governors broker business days cash certificate clude collateral computed consumer consumer's convertible security copies corporation creditor curities dealer debit depository institution director disclosure electronic fund transfer equity securities exempt extended extension of credit Federal Reserve Act Federal Reserve Bank Federal Reserve System filed financial institution foreign bank income interest investment issued issuer Item lease lessor liability located maturity maximum loan value member bank ment notice obligation option paragraph payable payment percent period person prior proxy purchase purpose pursuant quired registered Regulation Regulation Q request required reserves rity savings deposits secu securities exchange security holders shares solicitation specified subject bank subsidiaries sumer tender offer term thereof tion transaction transaction accounts United voting withdrawal
Popular passages
Page 108 - Statement, form of proxy, notice of meeting, or other communication, written or oral, containing any statement that, at the time and in the light of the circumstances under which it is made, is false or misleading with respect to any material fact, or that omits to state any material fact necessary in order to make the statements therein not false or misleading...
Page 155 - equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the...
Page 455 - Board after due notice and opportunity for hearing has determined (by order or regulation) to be so closely related to banking or managing or controlling banks as to be a proper incident thereto.
Page 364 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities...
Page 85 - ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract...
Page 305 - The total obligations to any national banking association of any person, copartnership, association, or corporation shall at no time exceed 10 per centum of the amount of the capital stock of such association actually paid in and unimpaired and 10 per centum of its unimpaired surplus fund. The term 'obligations...
Page 309 - branch' as used in this section shall be held to include any branch bank, branch office, branch agency, additional office, or any branch place of business located in any State or Territory of the United States or in the District of Columbia at which deposits are received, or checks paid, or money lent.
Page 87 - ... directly or indirectly receives in consideration of services or property or both services and property 10 percent or more of any class of securities of the bank or 10 percent or more of the proceeds from the sale of any class of such securities.
Page 134 - ... (A) the background and identity of all persons by whom or on whose behalf the purchases have been or are to be effected; (B) the source and amount of the funds or other consideration used or to be used in making the purchases...
Page 85 - ... associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar...