affiliate' of, or a person 'affiliated' with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "(f) Control. The term... Corporate Governance Best Practices: Strategies for Public, Private, and Not ... - Page 137by Frederick D. Lipman, L.Keith Lipman - 2006 - 288 pagesLimited preview - About this book
| Philippines - Law - 1988 - 768 pages
...Affiliate. — An "affiliate" of, a person affiliated" *vith a specific person, a specified person is a person that directly or indirectly, through one...controlled by, or is under common control with, the person specified. Auditor's report — The term "auditor's report", when used in regard to financial statements,... | |
| United States. Securities and Exchange Commission - Securities - 1960 - 996 pages
...financial statements therein. * Under Rule 1-02 of Regulation SX, an affiliate of a specified person Is a person that directly, or indirectly through one...controlled by, or Is under common control with, the person specified. 82 S.KC. 377, 389 (1937). t Accounting Series Release No. 2 (May 6, 1937). of non-independence... | |
| United States. Securities and Exchange Commission - Securities - 1943 - 1160 pages
..."purchased from an affiliate . . ." An "affiliate" of a specified person, according to Rule 455, is "a person that directly, or indirectly through one...controlled by, or is under common control with, the person specified." Since there is nothing in the response to item 27 which indicates that any of the property... | |
| United States. Securities and Exchange Commission - Securities - 1958 - 1232 pages
...such person directly or indirectly through one or more intermediaries". "Affiliate" was defined as "a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with such person". And "control" was defined as "the possession, directly or indirectly,... | |
| United States. Securities and Exchange Commission - Securities - 1941 - 1124 pages
...registrant directly or Indirectly through one or more Intermediaries." The term "affiliate" Is defined as "a person that directly, or Indirectly through one...Intermediaries, controls, or Is controlled by, or Is under common control with, the registrant." The term "person" Is defined In Section 2 (2) of the Securities... | |
| Administrative law - 1943 - 1104 pages
...5. Part B — Question 5. For the purposes of this report, an "affiliate" of a specified person is a person that directly, or Indirectly through one or more intermediaries, controls, or Is under common control with, a person specified. A "subsidiary" of a specified person is a person controlled... | |
| Administrative law - 1948 - 1480 pages
...to Indicate a relationship with the applicant, shall Include any person or concern that directly, or Indirectly through one or more Intermediaries, controls, or is controlled by, or is under common control with, the applicant. The term "control" (including the terms "controlled by" and... | |
| United States - Law - 2000 - 1216 pages
...following definitions shall apply: (A) Affiliate of the issuer The term "affiliate of the issuer" means a person that directly or indirectly, through one...Intermediaries, controls or Is controlled by or is under common control with, the issuer. (B) Covered class action Page 403 TITLE 15— COMMERCE AND TRADE... | |
| Administrative law - 1998 - 784 pages
...accredited investors. (b) Affiliate. An affiliate of, or person affiliated with, a specified person shall pal office. (b) The Commission specified. (c) Aggregate offering price. Aggregate offering price shall mean the sum of all cash, services,... | |
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