| Administrative law - 1997 - 356 pages
...Employ any device, scheme or artifice to defraud; (2) Make any untrue statement of a material fact or omit to state a material fact necessary in order...statements made, in light of the circumstances under which they were made, not misleading; or (3) Engage in any act, practice, or course of business which operates... | |
| Administrative law - 2001 - 376 pages
...Employ any device, scheme or artifice to defraud; (2) Make any untrue statement of a material fact or omit to state a material fact necessary in order...statements made, in light of the circumstances under which they were made, not misleading; or (3) Engage in any act, practice, or course of business which operates... | |
| Administrative law - 1999 - 944 pages
...scheme or artifice to defraud any person; (ii) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to...statements made, in light of the circumstances under which they were made, not misleading; or (ill) To engage in any act, practice or course of business which... | |
| Administrative law - 2004 - 774 pages
...does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances...under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial statements,... | |
| Administrative law - 1997 - 654 pages
...omit to state, or cause another person to omit to state, any material fact necessary in order to make statements made, in light of the circumstances under which such statements were made, not misleading to an accountant in connection with (a) any audit or examination of the financial statements of the... | |
| Administrative law - 1989 - 614 pages
...omit to state, or cause another person to omit to state, any material fact necessary in order to make statements made, in light of the circumstances under which such statements were made, not misleading to an accountant in connection with (a) any audit or examination of the financial statements of the... | |
| Administrative law - 1998 - 784 pages
...material contains any untrue statement of a material fact or omits to state a material fact necessary In 2A= 踎 @ 4 they are made, not misleading; (3) The offering is being made or would be made In violation of section... | |
| Administrative law - 1996 - 888 pages
...a material fact or omit to state to such registered Investment company a material fact necessary in order to make the statements made, In light of the circumstances under which they are made, not misleading; (3) To engage in any act, practice, or course of business which operates... | |
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