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" ... make and keep books, records, and accounts, which, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the issuer... "
Corporate Governance Best Practices: Strategies for Public, Private, and Not ... - Page 167
by Frederick D. Lipman, L.Keith Lipman - 2006 - 288 pages
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SEC Docket: A Weekly Compilation of Releases from the Securities ..., Volume 5

United States. Securities and Exchange Commission - Securities - 1992 - 1098 pages
...also violate Section 13(b)(2) of the Exchange Act, which, among other things, requires such issuers to "make and keep books, records, and accounts, which,...transactions and dispositions of the assets of the issuer." 1 15 US.C. Section 78s(b)(l) (1982). 217CFR240.l9b^(1989). 990 SEC DOCKET Volume 50, No. 12 , age ("Nikkei")...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - Corporation law - 1981 - 548 pages
...every issuer which is required to file reports pursuant to section 15 (d) of this title shall — "(A) make and keep books, records, and accounts, which,...and dispositions of the assets of the issuer ; and "(B) devise and maintain a system of internal accounting controls sufficient to provide reasonable...
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Prohibiting Bribes to Foreign Officials: Hearing Before the Committee on ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - Bribery - 1976 - 76 pages
...pursuant, to section 15(d) of this title shall— "(A) make and keep books, records, and accounts, which accurately and fairly reflect the transactions and dispositions of the assets of the issuer; and "(15) devise and maintain an adequate system of internal accounting controls sufficient to provide...
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Hearings, Reports and Prints of the Senate Committee on Banking, Housing and ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - Banking law - 1977 - 1274 pages
...conferred by the Foreign Corrupt Practices Act of 1977. The SEC is charged with ensuring that reporting companies make and keep books, records and accounts...transactions and dispositions of the assets of the issuers. The Securities Exchange Act of 1934 is further amended to make it unlawful for any reporting...
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Matters Relating to T. Bertram Lance: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Governmental Affairs - Conflict of interests - 1977 - 174 pages
...misleading. V IT IS FURTHER ORDERED, ADJUDGED AND DECREED that NBG shall: A. Hake and keep books and records and accounts which, in reasonable detail,...the transactions and dispositions of the assets of NBG; and B. Devise and maintain a system of internal accounting controls sufficient to provide reasonable...
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Foreign Corrupt Practices and Domestic and Foreign Investment Disclosure ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - Bribery - 1977 - 286 pages
...imposes an obligation on specified corporate issuers of securities to maintain books and records that "accurately and fairly reflect the transactions and dispositions of the assets" of the corporation. In addition, it requires 87-232 O - 77 - l4 - 4 such corporations to "devise and maintain...
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Foreign Payments Disclosure: Hearings Before the Subcommittee on Consumer ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance - Business enterprises, Foreign - 1977 - 240 pages
...shall [(A)] make and keep books, records and accounts, which [accurately and fairly] appropriately reflect the transactions and dispositions of the assets of the issuer ; [and] [(B)](b) (3) It shall be unlawful for any director, officer or other employee of on issuer which has...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1978 - 540 pages
...every issuer, which is required to file reports pursuant to section 15 (d) of this title shall — (A) make and keep books, records, and accounts, which,...and dispositions of the assets of the issuer; and (B) devise and maintain a system of internal accounting controls sufficient to provide reasonable assurances...
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Securities and Exchange Commission--authorization: Hearings Before the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance - 1978 - 198 pages
...conferred by the Foreign Corrupt Practices Act of 1977. The SEC is charged with ensuring that reporting companies make and keep books, records and accounts...transactions and dispositions of the assets of the issuers. The Securities Exchange Act of 1934 is further amended to make it unlawful for any reporting...
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SEC Authorizations: Hearing Before the Subcommittee on Securities of the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - Government publications - 1978 - 184 pages
...conferred by the Foreign Corrupt Practices Act of 1977. The SEC is charged with ensuring that reporting companies make and keep books, records and accounts...transactions and dispositions of the assets of the issuers. The Securities Exchange Act of 1934 is further amended to make it unlawful for any reporting...
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