 | Administrative law - 1985 - 1240 pages
...misconduct or gross abuse of trust and to disqualify from office officials responsible therefor. (f ) Investment Advisers Act of 1940. Persons who, for...security transactions must register with the Commission. Their activities in the conduct of such business are subject to standards of the act which make unlawful... | |
 | Administrative law - 1986 - 1004 pages
...misconduct or gross abuse of trust and to disqualify from office officials responsible therefor. (f) Investment Advisers Act of 1940. Persons who, for...security transactions must register with the Commission. Their activities in the conduct of such business are subject to standards of the act which make unlawful... | |
 | Administrative law - 1998 - 784 pages
...plane of reorga-nization, merger, or consolidation that are grossly unfair to security holders. (f) Investment Advisers Act of 1940. Per-sons who, for...security transactions must register with the Commission. Their activities In the conduct of such business are subject to standards of the act which make unlawful... | |
 | Administrative law - 1977 - 958 pages
...misconduct or gross abuse of trust and to disqualify from office officials responsible therefor. (f) Investment Advisers Act of 1940. Persons who, for...security transactions must register with the Commission. Their activities in the conduct of such business are subject to standards of the act which make unlawful... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1246 pages
...ACT OF 1940 The Investment Advisers Act of 1940 requires the registration as investment advisers of persons who, for compensation, engage in the business of advising others with respect to securities, use the mails or instrumentalities of interstate commerce in connection with nich bu iness,... | |
 | United States. Congress. Senate. Committee on Appropriations - United States - 1956 - 1142 pages
...prescribed standards in the interest of protecting investors. 6. Investment Advisers Act of IdliO. — Persons who, for compensation, engage in the business...security transactions must register with the Commission. 7. National Bankruptcy Act, chapter X. — To aid the Federal courts in the administration of the affairs... | |
 | United States. Congress. House. Appropriations - 1959 - 1100 pages
...prescribed standards in the interest of protecting investors. 6. Investment Advisers Act of 19'/0. — Persons who, for compensation, engage in the business...security transactions must register with the Commission. 7. National Bankruptcy Act — chapter _Y. — To aid the Federal courts in the administration of the... | |
 | United States. Congress. House. Committee on Appropriations - Executive departments - 1959 - 1482 pages
...prescribed standards in the interest of protecting investors. 6. Investment Advisers Act of 1940.—Persons who, for compensation, engage In the business of advising...security transactions must register with the Commission. 7. National Bankruptcy Act—chapter X.—To aid the Federal courts in the administration of the affairs... | |
 | United States. Congress. House. Committee on Appropriations - Executive departments - 1960 - 1226 pages
...which might conflict with the proper exercise of his duties. 5. Investment Company Act of IdlfO. — This act provides for the registration with the Commission...security transactions must register with the Commission. 7. National Bankruptcy Act, chapter X. — To aid the Federal courts in the administration of the affairs... | |
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USC 80b-l-80b-21) provides that persons who, for compensation, engage in the business of advising others with respect to their security transactions must register with the commission. The... 
