Margin Requirements for Transactions in Financial Instruments: Hearings Before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, Second Session, on S. 2704 ... May 29 and 30, 1980 |
From inside the book
Results 1-5 of 73
Page 35
... persons referred to in such paragraph shall consult and cooper- ate with the Board and make available to it such infor- mation as the Board may request . 21 " ( c ) Wherever it appears to the Board that any person 22 subject to any ...
... persons referred to in such paragraph shall consult and cooper- ate with the Board and make available to it such infor- mation as the Board may request . 21 " ( c ) Wherever it appears to the Board that any person 22 subject to any ...
Page 36
... person who makes or receives an extension of 18 credit , or who arranges for the purchase or sale of a futures 19 contract , in violation of any regulation issued pursuant to 20 subsection ( a ) shall be fined not to exceed $ 100,000 or ...
... person who makes or receives an extension of 18 credit , or who arranges for the purchase or sale of a futures 19 contract , in violation of any regulation issued pursuant to 20 subsection ( a ) shall be fined not to exceed $ 100,000 or ...
Page 51
... person involved in that study as to whether he or the Federal Reserve had a particular concern about the silver market , or-- Senator STEWART . Gold and silver , I think . Mr. VOLCKER . Gold and silver , perhaps . He received a rather ...
... person involved in that study as to whether he or the Federal Reserve had a particular concern about the silver market , or-- Senator STEWART . Gold and silver , I think . Mr. VOLCKER . Gold and silver , perhaps . He received a rather ...
Page 55
... person- al privacy . Second , the effectiveness of the examination process requires that examinations be conducted under circumstances that promote the greatest possible freedom of communication between bank officials and examiners , as ...
... person- al privacy . Second , the effectiveness of the examination process requires that examinations be conducted under circumstances that promote the greatest possible freedom of communication between bank officials and examiners , as ...
Page 109
... persons who hold short positions in the futures contract . If successful , acquisitions of this type could increase the price of the underlying security in response to a contrived imbalance in supply and demand . As the available supply ...
... persons who hold short positions in the futures contract . If successful , acquisitions of this type could increase the price of the underlying security in response to a contrived imbalance in supply and demand . As the available supply ...
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Common terms and phrases
1979 through March action agency Agriculture Andrew Brimmer banks Berendt bill Board of Governors Board of Trade Brimmer broker broker-dealers CARSWELL cash market CBOT CFTC Chairman Chicago Board clearing members collateral Comex commodities markets Commodity Exchange Act Commodity Futures Trading concern Cong Congress customers daily price delivery economic excessive speculation FCCB Federal Reserve Board financial futures financial instruments Foreign Investors forward contracts futures contracts futures exchanges futures margins Futures Trading Commission gold hedgers hedging HEIMANN increase initial margin interest January jurisdiction KCBT legislation liquidation loans March 27 margin authority margin calls margin levels meeting million ounces original margin requirements participants purchase question regulation regulatory responsibility risk SCHLEICHER Section securities self-regulatory Senator STEVENSON Senator STEWART September Sess set margins silver contracts silver futures market silver market silver positions silver prices silver situation Special Silver Committee statement tion transactions Treasury volatility VOLCKER WILMOUTH
Popular passages
Page 526 - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
Page 526 - When used in this title, unless the context otherwise requires — (1) the term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in...
Page 714 - I wish to thank you for the opportunity to express the views of the General Services Administration on HR 11167, a bill "To authorize certain construction at military installations and for other purposes and State-owned lands in Texas, in exchange for Government-owned lands.
Page 213 - Five members who are members of the Committee on Banking and Currency of the House of Representatives, three from the majority and two from the minority party, to be appointed by the chairman of the committee.
Page 680 - ... person by any means whatsoever In regard to any such order or contract or the disposition or execution of any such order or contract, or In regard to any act of agency performed with respect to such order or contract for such...
Page 680 - ... any contract of sale of any commodity for future delivery made, or to be made, on or subject to the rules of any contract market...
Page 232 - Policy. — Regulations shall be as simple and clear as possible. They shall achieve legislative goals effectively and efficiently. They shall not impose unnecessary burdens on the economy, on individuals, on public or private organizations, or on State and local governments.
Page 693 - Chairman under this paragraph. "(7) No Commissioner or employee of the Commission shall accept employment or compensation from any person, exchange, or clearinghouse subject to regulation by the Commission under this Act during his term of office, nor shall he participate, directly or indirectly, in any contract market operations or transactions of a character subject to regulation by the Commission.
Page 716 - Industries; producers of semi-fabricated and Industrial products; and mirror manufacturers. A major purpose of the Association is to keep its members and the public informed on the pertinent developments in the field of silver; such as, production, consumption, availability, uses, regulations and legislation.
Page 592 - If we can be of any further assistance to you, please do not hesitate to call upon us.