Margin Requirements for Transactions in Financial Instruments: Hearings Before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, Second Session, on S. 2704 ... May 29 and 30, 1980 |
From inside the book
Results 1-5 of 65
Page iv
... jurisdiction over regulation of commodity futures trading to the CFTC ..... Chronology of activities relating to the silver market from September 1979 through March 1980 : A. Introduction ..... B. Statement of Commodity Exchange , Inc ...
... jurisdiction over regulation of commodity futures trading to the CFTC ..... Chronology of activities relating to the silver market from September 1979 through March 1980 : A. Introduction ..... B. Statement of Commodity Exchange , Inc ...
Page v
... jurisdiction ....... 536 11. CFTC powers to protect the market . 549 12. Self - regulation and the public interest . Clayton Yeutter , president , Chicago Mercantile Exchange . Dynamism of the industry . Pyramiding . Prepared statement ...
... jurisdiction ....... 536 11. CFTC powers to protect the market . 549 12. Self - regulation and the public interest . Clayton Yeutter , president , Chicago Mercantile Exchange . Dynamism of the industry . Pyramiding . Prepared statement ...
Page 3
... has worked well with the SEC and with the self- regulatory organization under its jurisdiction . The same harmoni- ous relationship could develop involving financial instruments and the CFTC . In this manner , I believe the 3 Bill, S 2704.
... has worked well with the SEC and with the self- regulatory organization under its jurisdiction . The same harmoni- ous relationship could develop involving financial instruments and the CFTC . In this manner , I believe the 3 Bill, S 2704.
Page 35
... jurisdiction over persons referred to in such paragraph shall consult and cooper- ate with the Board and make available to it such infor- mation as the Board may request . 21 " ( c ) Wherever it appears to the Board that any person 22 ...
... jurisdiction over persons referred to in such paragraph shall consult and cooper- ate with the Board and make available to it such infor- mation as the Board may request . 21 " ( c ) Wherever it appears to the Board that any person 22 ...
Page 36
... jurisdiction of the United 5 States , to enjoin such act or practice , and upon a proper 6 showing a permanent or temporary injunction or restraining 7 order shall be granted without bond . The Board may transmit 8 such evidence as may ...
... jurisdiction of the United 5 States , to enjoin such act or practice , and upon a proper 6 showing a permanent or temporary injunction or restraining 7 order shall be granted without bond . The Board may transmit 8 such evidence as may ...
Contents
1 | |
16 | |
24 | |
43 | |
49 | |
55 | |
64 | |
91 | |
321 | |
322 | |
340 | |
346 | |
410 | |
431 | |
453 | |
465 | |
93 | |
103 | |
132 | |
183 | |
185 | |
253 | |
255 | |
261 | |
294 | |
297 | |
318 | |
319 | |
536 | |
565 | |
574 | |
577 | |
603 | |
623 | |
632 | |
639 | |
703 | |
720 | |
758 | |
Other editions - View all
Common terms and phrases
1979 through March action agency Agriculture Andrew Brimmer banks Berendt bill Board of Governors Board of Trade Brimmer broker broker-dealers CARSWELL cash market CBOT CFTC Chairman Chicago Board clearing members collateral Comex commodities markets Commodity Exchange Act Commodity Futures Trading concern Cong Congress customers daily price delivery economic excessive speculation FCCB Federal Reserve Board financial futures financial instruments Foreign Investors forward contracts futures contracts futures exchanges futures margins Futures Trading Commission gold hedgers hedging HEIMANN increase initial margin interest January jurisdiction KCBT legislation liquidation loans March 27 margin authority margin calls margin levels meeting million ounces original margin requirements participants purchase question regulation regulatory responsibility risk SCHLEICHER Section securities self-regulatory Senator STEVENSON Senator STEWART September Sess set margins silver contracts silver futures market silver market silver positions silver prices silver situation Special Silver Committee statement tion transactions Treasury volatility VOLCKER WILMOUTH
Popular passages
Page 526 - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
Page 526 - When used in this title, unless the context otherwise requires — (1) the term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in...
Page 714 - I wish to thank you for the opportunity to express the views of the General Services Administration on HR 11167, a bill "To authorize certain construction at military installations and for other purposes and State-owned lands in Texas, in exchange for Government-owned lands.
Page 213 - Five members who are members of the Committee on Banking and Currency of the House of Representatives, three from the majority and two from the minority party, to be appointed by the chairman of the committee.
Page 680 - ... person by any means whatsoever In regard to any such order or contract or the disposition or execution of any such order or contract, or In regard to any act of agency performed with respect to such order or contract for such...
Page 680 - ... any contract of sale of any commodity for future delivery made, or to be made, on or subject to the rules of any contract market...
Page 232 - Policy. — Regulations shall be as simple and clear as possible. They shall achieve legislative goals effectively and efficiently. They shall not impose unnecessary burdens on the economy, on individuals, on public or private organizations, or on State and local governments.
Page 693 - Chairman under this paragraph. "(7) No Commissioner or employee of the Commission shall accept employment or compensation from any person, exchange, or clearinghouse subject to regulation by the Commission under this Act during his term of office, nor shall he participate, directly or indirectly, in any contract market operations or transactions of a character subject to regulation by the Commission.
Page 716 - Industries; producers of semi-fabricated and Industrial products; and mirror manufacturers. A major purpose of the Association is to keep its members and the public informed on the pertinent developments in the field of silver; such as, production, consumption, availability, uses, regulations and legislation.
Page 592 - If we can be of any further assistance to you, please do not hesitate to call upon us.