a. Dr. Saenger submitted ten reports to DASA/DNA from 1961 through 1972 in accordance with the terms of his contract.
b. The reports provide a means to trace the expansion of the research's scope, increased sophistication of techniques, and ambitiousness of future plans. The reports were similar in that they stated the purpose of and criteria for the research, research structure and techniques, how the work was conducted, the results of the experiments, observations and analysis of the data, plans for future study, and individual case histories of patients observed during the reporting period.
2. General information about DoD sponsorship of radiation experiments at the University of Cincinnati 1960-1971.
In September, 1958 Dr. Saenger submitted an unsolicited research application to the Research and Development Division of the Army Surgeon General's Office. The application proposed to research metabolic changes in humans following total body radiation for the purpose of
determining whether the presence of amino-acidura in humans after radiation would provide a reliable biological marker of radiation exposure. Dr. Saenger requested approximately $25,000 for the first year and $21,000 for two subsequent years.
Over the next year the proposal was reviewed within the Defense Department and a contract negotiated. Available documentation reveals that at least four Army Medical Corps and one Medical Service Corps officer reviewed the proposal. They recommended the contract application be approved. In October, 1959 the Defense Atomic Support Agency's (DASA) Deputy Chief of Staff, Weapons Effects and Test requested, thru the Chief, DASA, the Contract Management Branch, Directorate of Logistics negotiate a contract with the University of Cincinnati for the study of the metabolic changes in humans following total body radiation.
In early 1960 a contract (DA-49-146-XZ-029, dated 1 January 1960) was signed between DASA and the University of Cincinnati Board of Directors. The contract provided $25,085 for the study. This contract, with supplements and modifications,
funded the study through February, 1964.
The first contract stated the technical scope of the research was "to study the phenomen of aminoacidura following irradiation, a condition which has been reported in humans and animals, to clarify some of the mechanisms responsible for amino-acidura and to determine whether it is a practical biological test of radiation exposure." The search for a biological marker of radiation exposure was one constant of Dr. Saenger's research effort over the next decade.
On 28 February 1961 the Cincinnati project's contract was modified for the first time. The contract was modified to establish a new date for work completion to provide additional time for research on amino-aciduria following irradiation; amended the technical scope of the work to meet additional objectives of the government; provided additional funds to meet research requirements under the amended scope of work; altered portions of the contract to bring the contract in accordance with Armed Services Procurement Regulations that became effective subsequent to the signing of the original contract. contract amount increased almost $30,000 from $25,000 to $54,000 and the length of the project was extended from February, 1961 to April, 1962. The scope of the work was expanded by three requirements: a breakdown of desoxyribonucleic acid and is derivatives in patients receiving total body radiation; DNA studies on patients who received partial irradiation and radiomimetic chemotherapeutic agents; and preliminary determination of appropriate psychometric tests.
In June, 1961 the contract was modified for the second time. An additional $650 was allocated to use the technical services of a French authority on radiobiology at a Whole Body Radiation Conference to be held by DASA at the University of Cincinnati in October, 1961.
In April, 1962 the project's contract was modified for the third time. The contract total was increased approximately $39,000 to $94,400. The project completion date was extended to April 30, 1963. The scope of work was also further expanded. Three additional objectives were added. Additional studies were to be made of--increasing the upper range of radiation dose to 150-200 rad,
and single doses of nitrogen mustard or other radiomimetic drug using .4mg/kilo. The following tests were to be conducted for 9 days posttreatment--urinary taurine for correlation with leukocyte count, BAIBA in urine, Kynurenic and xanthurenic acids, deoxycytidine, DNA fragments in urine, et al, xanthine and hypoxanthine in urine, urinary phosphate, and glutathione. The test were to be done over a 30 day period--routine electrophresis, immunoelectrophoresis,
quantitative precipitin studies, serum urea nitrogen and/or serum creatine once weekly, urinalysis once weekly and as needed, routine hematology, and completion of the manuscript of the DASA Conference on Total Body Irradiation of October, 1961.
On April 1, 1963 the contract was modified for the fourth time. The contract was extended through April 30, 1964. Funding was increased $40,000 to $134,56. The scope of the work was further amended. Test to be conducted over a 30 day period between March 1, 1962 and February 28, 1963 were to be: (1) routine electrophesis, (2) immunoelectrophesis, (3) quantitative precipitin studies, (4) serum urea nitrogen and/or serum creatine once weekly, (5) urinalysis once weekly or as needed, and (6) routine hematology. During the same year the following tests were to be conducted over a 42 day period included 3,4,5,6 and chromosome cultures of peripheral blood.
Contract DA-49-146-XZ-315 came into effect and funded the research from February, 1964 to April, 1969.
Ralph C. Rursiek and Dr. Eugene L. Saenger wrote a letter, dated May 17, 1965, to Director, Defense Atomic Support Agency, ATTN: STMD requesting that NWER No. 03.009 be funded at an estimated cost of $45,000 for FY65. The overall objective was to study various phenomena of
desoxyribonucleic acid breakdown and other abnormalities following whole or partial body irradiation of human beings. Fifteen patients were to be studied. The project intended to study patients for 5-14 days prior to irradiation and for as long as possible after to evaluate clinical hematological and psychological changes. Investigation of the metabolism and urinary excretion of deoxycytidine was to be continued. Bone marrow was also to be stored prior to
irradiation. All serum was to be sent to Dr. Luzzio at Fort Knox.
In 1967 a member of the University of Cincinnati research team, Dr. James G. Kereiakes, attended an Atomic Energy Commission sponsored conference at Oak Ridge, Tennessee. A purpose of the conference was to refine the dosimetric aspects of whole and partial body irradiations being used by the medical community to treat leukemia and widely disseminated cancers. The aim of the conference was to standardize the dosimetry being used to report patient dose. Information developed at the conference revealed 1,835 patients at about 35 institutions had received whole or partial body irradiations for the palliation or treatment of cancers. The use of radiation was widely spread and acknowledged as an effective modality.
The final contract (DASA-01-69-C-0131), effective May, 1969 funded the research until March, 1972 when the University of Cincinnati refused DASA's offer for additional contract funding.
Dr. Eugene L. Saenger wrote a letter, March 22, 1971, to Dr. Robert Loind, DASA, Attn: STMD. The cover letter with attachments forwarded the projects proposal for FY 73. The proposal requested $70,000 for a study entitled "An Appraisal of Human Studies In Radiobiological Aspects of Weapons Effects". A six page description of the study's philosophy, the role of future human research in relation to the remainder of the radiobiology program, specific areas of endeavor (eight--clinical evaluation, metabolic effects, behavioral effects, dose response studies, partial body studies, prognosis, therapeutic methods, use of healthy volunteers), and future plans regarding funding.
Through 1971 DoD ultimately spent over $650,000 on Dr. Saenger's endeavors which treated 85 adults whole- or partial-body radiation. Three children with localized Ewing's tumor were also treated with whole-body radiation. DOD funds were provided for laboratory, psychological and psychiatric tests to assess the effects of varying doses of whole and partial body irradiation. funds were paid to the University of Cincinnati for direct patient care.
The report for the first research period (February 19, 1960 to October 31, 1961) was DASA 1422 Supplement, which was entitled Metabolic Changes in Humans Following Total Body Irradiation. This title was used for the reports through 1967. The report provides a detailed itemization of the investigations and study projects. The aim of the studies was "to obtain new information about the metabolic effects of total body and partial body irradiation so as to have a better understanding of the acute and subacute effects of irradiation in the human." During this period ten patients received total body irradiation in doses that ranged from 16 to 150 rads. Patients were selected for the study were those with "proven metastatic or far advanced cancer...in relatively good nutritional status, i.e., able to maintain their body weight....[and] have normal hematological values." An explanation of one of the study's technique stated "the patient is told that he is to receive treatment to help his sickness. There is no discussion of subjective reactions resulting from the treatment. Other physicians, nurses and ward personnel are instructed not to discuss these aspects with the patient." The remainder of report discussed on-going studies, clinical observations, dosimetry, and other study techniques supplemented with tables and patient case histories.
The second report, DASA 1422 reported on the research from November, 1961 to April, 1963. Ten patients were treated with total body radiation in doses that ranged from 150-200 rad during the report period. The study's statement of aims was identical to that of the previous report except that it was expanded. The added aim stated "This information is necessary to provide knowledge of combat effectiveness of troops and to develop additional methods of diagnosis, prognosis, prophylaxis and treatment of these injuries." Patient selection criteria was more refined. addition to those already stated new criteria was that "patients with lymphoma [were] excluded... Patients with solid neoplasms not radiosensitive are sought." The technique reported previously remained in use. Verbal consent of the patients was obtained prior to treatment.
One of the issues the researchers encountered involved complications in trying to determine the
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