Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
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Results 1-3 of 75
Page 7-250
... sell limited partnership interests in limited partnerships as to which the syndicator would be the general partner.27 The proposed advertisement indicated that the syndicator sold secur- ities in private placements and invited members ...
... sell limited partnership interests in limited partnerships as to which the syndicator would be the general partner.27 The proposed advertisement indicated that the syndicator sold secur- ities in private placements and invited members ...
Page 7-331
... sell only $ 2,000,000 more under this ยง230.505 until June 1 , 1983. Until that date the issuer must count both prior sales towards the $ 5,000,000 limit . However , if the issuer made its third sale on June 1 , 1983 , the issuer could ...
... sell only $ 2,000,000 more under this ยง230.505 until June 1 , 1983. Until that date the issuer must count both prior sales towards the $ 5,000,000 limit . However , if the issuer made its third sale on June 1 , 1983 , the issuer could ...
Page 7-393
... sell the amount of securities it needs to sell . Alter- natively , an issuer that begins a modest private offering might discov- er substantial interest from investors and might wish to increase the size and scope of the offering . In ...
... sell the amount of securities it needs to sell . Alter- natively , an issuer that begins a modest private offering might discov- er substantial interest from investors and might wish to increase the size and scope of the offering . In ...
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Common terms and phrases
accredited investor Act Release adopted Advisers Act affiliated aggregate offering price amendment apply April 11 broker-dealer business development company capital cited as Release Commission Commission's corporation directors employee benefit employee benefit plan entity equity escrow Exchange Act federal filing financial statements Form 1-A hereinafter cited included income infra interest Investment Act Investment Company issued issuer Item limited partnership material ment NASAA nonaccredited investors offer or sale offering statement offeror offers and sales organized paragraph partner Preliminary Offering Circular prior Proposed Rule prospective public offering purposes qualified registered offering registration statement Regulation A exemption Regulation A offering Regulation D Release Number S.E.C. Docket sale of securities SEC No-Action Letter SEC staff Section 3(b Securities Act securities offered shares small business sold specified subparagraph supra temporary suspension order term tion total assets transactions Transfer Binder trust underwriter