Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 88
Page 6-54
... principal office or principal place of business in Canada . All securities subject to this paragraph shall be offered in the Province in which they are qualified or made eligible for offering , concurrently with the offering in the ...
... principal office or principal place of business in Canada . All securities subject to this paragraph shall be offered in the Province in which they are qualified or made eligible for offering , concurrently with the offering in the ...
Page 6-101
... principal business operations are conducted or are proposed to be conducted or with the Commission's main office in Washington , D.C. An issuer which has or proposes to have its principal business operations in Canada shall file with ...
... principal business operations are conducted or are proposed to be conducted or with the Commission's main office in Washington , D.C. An issuer which has or proposes to have its principal business operations in Canada shall file with ...
Page 6-175
... principal business operations are conducted or are proposed to be conducted or with the Commission's main office in Washington , D.C. An issuer which has or proposes to have its principal business operations in Canada shall file with ...
... principal business operations are conducted or are proposed to be conducted or with the Commission's main office in Washington , D.C. An issuer which has or proposes to have its principal business operations in Canada shall file with ...
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Common terms and phrases
accredited investor Act Release adopted Advisers Act affiliated aggregate offering price amendment apply April 11 broker-dealer business development company capital cited as Release Commission Commission's corporation directors employee benefit employee benefit plan entity equity escrow Exchange Act federal filing financial statements Form 1-A hereinafter cited included income infra interest Investment Act Investment Company issued issuer Item limited partnership material ment NASAA nonaccredited investors offer or sale offering statement offeror offers and sales organized paragraph partner Preliminary Offering Circular prior Proposed Rule prospective public offering purposes qualified registered offering registration statement Regulation A exemption Regulation A offering Regulation D Release Number S.E.C. Docket sale of securities SEC No-Action Letter SEC staff Section 3(b Securities Act securities offered shares small business sold specified subparagraph supra temporary suspension order term tion total assets transactions Transfer Binder trust underwriter