Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 63
Page 6-24
... organized " under the laws of the United States or Canada or any State or Province Territory or posses- 2 Prior to July 30 , 1992 , when Rule 251 ( a ) was amended , the residency require- ments were set forth in Rule 252 ( a ) which ...
... organized " under the laws of the United States or Canada or any State or Province Territory or posses- 2 Prior to July 30 , 1992 , when Rule 251 ( a ) was amended , the residency require- ments were set forth in Rule 252 ( a ) which ...
Page 6-60
... organized and un- proven businesses.2 The first group of issuers covered by Rule 253 included a business entity incorporated or organized within the preceding year which had 2 See $ 6.03 [ 2 ] [ a ] infra . 3 See $ 6.03 [ 2 ] [ b ] ...
... organized and un- proven businesses.2 The first group of issuers covered by Rule 253 included a business entity incorporated or organized within the preceding year which had 2 See $ 6.03 [ 2 ] [ a ] infra . 3 See $ 6.03 [ 2 ] [ b ] ...
Page 6-61
... organized for a period of more than one year but had not had a net income from operations , " of the character in which the issuer intends to engage , " for at least one of the previous two fiscal years.4 Rule 253 ( a ) ( 2 ) was ...
... organized for a period of more than one year but had not had a net income from operations , " of the character in which the issuer intends to engage , " for at least one of the previous two fiscal years.4 Rule 253 ( a ) ( 2 ) was ...
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Common terms and phrases
accredited investor Act Release adopted Advisers Act affiliated aggregate offering price amendment apply April 11 broker-dealer business development company capital cited as Release Commission Commission's corporation directors employee benefit employee benefit plan entity equity escrow Exchange Act federal filing financial statements Form 1-A hereinafter cited included income infra interest Investment Act Investment Company issued issuer Item limited partnership material ment NASAA nonaccredited investors offer or sale offering statement offeror offers and sales organized paragraph partner Preliminary Offering Circular prior Proposed Rule prospective public offering purposes qualified registered offering registration statement Regulation A exemption Regulation A offering Regulation D Release Number S.E.C. Docket sale of securities SEC No-Action Letter SEC staff Section 3(b Securities Act securities offered shares small business sold specified subparagraph supra temporary suspension order term tion total assets transactions Transfer Binder trust underwriter