Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
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Page 6-100
... offering statement , and supplemental information.5 At least one copy of the offering statement must be signed manually 3 General Instruction I to Form 1 - A states : I. Eligibility Requirements for Use of Form 1 - A This form is to be ...
... offering statement , and supplemental information.5 At least one copy of the offering statement must be signed manually 3 General Instruction I to Form 1 - A states : I. Eligibility Requirements for Use of Form 1 - A This form is to be ...
Page 6-177
... offering statement . Alternatively , the issuer or selling security holder might elect to proceed with its plans for a Regulation A offering by filing an amendment to the offering statement . ' Seven copies of the amendment are filed in ...
... offering statement . Alternatively , the issuer or selling security holder might elect to proceed with its plans for a Regulation A offering by filing an amendment to the offering statement . ' Seven copies of the amendment are filed in ...
Page 6-182
... offering statement , an offering circular that is part of such an offering statement will eventually become outdated and inac- curate , and should be removed from other Regulation A filings with the Commission . In order to accomplish ...
... offering statement , an offering circular that is part of such an offering statement will eventually become outdated and inac- curate , and should be removed from other Regulation A filings with the Commission . In order to accomplish ...
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Common terms and phrases
accredited investor Act Release adopted Advisers Act affiliated aggregate offering price amendment apply April 11 broker-dealer business development company capital cited as Release Commission Commission's corporation directors employee benefit employee benefit plan entity equity escrow Exchange Act federal filing financial statements Form 1-A hereinafter cited included income infra interest Investment Act Investment Company issued issuer Item limited partnership material ment NASAA nonaccredited investors offer or sale offering statement offeror offers and sales organized paragraph partner Preliminary Offering Circular prior Proposed Rule prospective public offering purposes qualified registered offering registration statement Regulation A exemption Regulation A offering Regulation D Release Number S.E.C. Docket sale of securities SEC No-Action Letter SEC staff Section 3(b Securities Act securities offered shares small business sold specified subparagraph supra temporary suspension order term tion total assets transactions Transfer Binder trust underwriter