Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
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Results 1-3 of 76
Page 7-127
... limited partner's interest was to be subject to subor- dination of that partner's right to receive revenues from ... limited partnership with itself as general partner . It was expected that the 1979 Fund would offer limited partnership ...
... limited partner's interest was to be subject to subor- dination of that partner's right to receive revenues from ... limited partnership with itself as general partner . It was expected that the 1979 Fund would offer limited partnership ...
Page 7-138
... limited partner- ships . Identification of the “ issuer " becomes important where the par- ticipation by an owner trust or a limited partnership is preceded by an offering of equipment trust certificates or of limited partnership ...
... limited partner- ships . Identification of the “ issuer " becomes important where the par- ticipation by an owner trust or a limited partnership is preceded by an offering of equipment trust certificates or of limited partnership ...
Page 7-355
... limited offering exemption that incorporated all of the terms and conditions of Regulation D. That hope was not realized . In October 1981 , NASAA adopted a uniform limited offering ex- emption as an official policy guideline.3 The ...
... limited offering exemption that incorporated all of the terms and conditions of Regulation D. That hope was not realized . In October 1981 , NASAA adopted a uniform limited offering ex- emption as an official policy guideline.3 The ...
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Common terms and phrases
accredited investor Act Release adopted Advisers Act affiliated aggregate offering price amendment apply April 11 broker-dealer business development company capital cited as Release Commission Commission's corporation directors employee benefit employee benefit plan entity equity escrow Exchange Act federal filing financial statements Form 1-A hereinafter cited included income infra interest Investment Act Investment Company issued issuer Item limited partnership material ment NASAA nonaccredited investors offer or sale offering statement offeror offers and sales organized paragraph partner Preliminary Offering Circular prior Proposed Rule prospective public offering purposes qualified registered offering registration statement Regulation A exemption Regulation A offering Regulation D Release Number S.E.C. Docket sale of securities SEC No-Action Letter SEC staff Section 3(b Securities Act securities offered shares small business sold specified subparagraph supra temporary suspension order term tion total assets transactions Transfer Binder trust underwriter