Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 1979 - Securities |
From inside the book
Results 1-3 of 79
Page 6-67
... included in a " Form of Escrow for Securities That Are Subject to the Provisions of Rule 253 ( c ) of Regu- lation A , " which was furnished and usually required by the appropri- ate SEC regional office . In 1981 , the SEC adopted Form ...
... included in a " Form of Escrow for Securities That Are Subject to the Provisions of Rule 253 ( c ) of Regu- lation A , " which was furnished and usually required by the appropri- ate SEC regional office . In 1981 , the SEC adopted Form ...
Page 7-112
... included in the overall proceeds of the offering as part of the aggregate offering price ? Assuming that the property is contributed in exchange for a general partnership in- terest , the property was not received by the issuer for ...
... included in the overall proceeds of the offering as part of the aggregate offering price ? Assuming that the property is contributed in exchange for a general partnership in- terest , the property was not received by the issuer for ...
Page 7-113
... included in the overall proceeds of the offering as part of the aggregate offering price . Where , for example , an investor pays for his securities in install- ments and these payments include an interest component , the inter- est ...
... included in the overall proceeds of the offering as part of the aggregate offering price . Where , for example , an investor pays for his securities in install- ments and these payments include an interest component , the inter- est ...
Other editions - View all
Common terms and phrases
accredited investor Act Release adopted Advisers Act affiliated aggregate offering price amendment apply April 11 broker-dealer business development company capital cited as Release Commission Commission's corporation directors employee benefit employee benefit plan entity equity escrow Exchange Act federal filing financial statements Form 1-A hereinafter cited included income infra interest Investment Act Investment Company issued issuer Item limited partnership material ment NASAA nonaccredited investors offer or sale offering statement offeror offers and sales organized paragraph partner Preliminary Offering Circular prior Proposed Rule prospective public offering purposes qualified registered offering registration statement Regulation A exemption Regulation A offering Regulation D Release Number S.E.C. Docket sale of securities SEC No-Action Letter SEC staff Section 3(b Securities Act securities offered shares small business sold specified subparagraph supra temporary suspension order term tion total assets transactions Transfer Binder trust underwriter